From Encoding to Generation: Towards Empathetic Large Language Models

arXiv:2610.27603v1 Announce Type: new Abstract: Empathetic interaction involves two distinguishable capacities: representing another person's emotional state (cognitive empathy) and generating an appropriate response to that state (affective empathy). We apply this distinction to examine how emotion-related information is internally organized, selectively attended to, and carried through response generation in Llama-3.2-3B-Instruct across 10 emotion categories from the EmpatheticDialogues dataset. Layer-wise linear probing revealed a broad middle-layer region of peak emotion-category decodability, with the layer-11 L2 probe achieving 63.6% held-out accuracy against a 10% chance level and a 54.6% TF-IDF lexical baseline. During response generation, emotion-related user tokens received 1.89 times as much attention per token as other utterance tokens, concentrated across layers 10-15. Target-emotion alignment then decreased from a mean cosine similarity of 0.239 for input representations to 0.125 for generated responses, with positive drift in 77% of examples and the largest shifts for angry and furious. Emotion-category representation, attention allocation, and response-level alignment therefore emerge as distinguishable components of model processing that can be analyzed through a functional cognitive-affective empathy framework. These findings provide a foundation for monitoring emotion representations during generation and leveraging models' existing affective structure to support more naturally empathetic responses without relying on external prompting or explicit emotion conditioning.

Abstract:Empathetic interaction involves two distinguishable capacities: representing another person's emotional state (cognitive empathy) and generating an appropriate response to that state (affective empathy). We apply this distinction to examine how emotion-related information is internally organized, selectively attended to, and carried through response generation in Llama-3.2-3B-Instruct across 10 emotion categories from the EmpatheticDialogues dataset. Layer-wise linear probing revealed a broad middle-layer region of peak emotion-category decodability, with the layer-11 L2 probe achieving 63.6% held-out accuracy against a 10% chance level and a 54.6% TF-IDF lexical baseline. During response generation, emotion-related user tokens received 1.89 times as much attention per token as other utterance tokens, concentrated across layers 10-15. Target-emotion alignment then decreased from a mean cosine similarity of 0.239 for input representations to 0.125 for generated responses, with positive drift in 77% of examples and the largest shifts for angry and furious. Emotion-category representation, attention allocation, and response-level alignment therefore emerge as distinguishable components of model processing that can be analyzed through a functional cognitive-affective empathy framework. These findings provide a foundation for monitoring emotion representations during generation and leveraging models' existing affective structure to support more naturally empathetic responses without relying on external prompting or explicit emotion conditioning.

Artificial Intelligence (cs.AI)

arXiv:2610.27603 [cs.AI]

(or arXiv:2610.27603v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2610.27603 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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From Encoding to Generation: Towards Empathetic Large Language Models

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