aiqbench analysis
This study utilizes Sparse Autoencoders to dissect how Large Language Models internally represent and propagate grammatical number agreement, revealing a privative coding mechanism in smaller models like Pythia-70M that persists in larger architectures. By isolating specific features such as "plural noun" and "generate a plural verb," the research provides concrete mechanistic evidence of how LLMs construct syntactic rules rather than relying solely on statistical patterns. These findings advance the field of mechanistic interpretability by clarifying the internal logic of language generation in foundational models.
Encoding and Propagation of Grammatical Number in Large Language Models
arXiv:2611.07283v1 Announce Type: cross Abstract: Sparse autoencoders (SAEs) have become an increasingly popular means of translating Large Language Model (LLM) hidden state vectors into a human-comprehensible list of features or symbols. As such, SAEs may provide insight into an LLM's knowledge representation and internal ``mental'' grammar - topics of pragmatic interest for mechanistic interpretation of AI behavior and of theoretical interest for the study of in silico representations of human language. Language models with fewer than 100M parameters, trained on small corpora, nonetheless exhibit strong grammatical competence and discourse coherence, despite producing content of limited reliability. We use SAEs that we trained on one such model (Pythia-70M) to conduct an in-depth examination of how a single grammatical phenomenon, number agreement, is represented and processed in an LLM. We demonstrate the mechanism and the methodology by which SAEs can be used to find and propagate ``plural noun'', ``plural matrix subject'', and ``generate a plural verb'' features which cause the LLM to produce plural verb forms such as ``are'', ``do'', or ``have'' instead of ``is'', ``does'', and ``has'' in response to prompts such as ``the men in the park''. We show that intervening to remove these features from the hidden states of plural subject noun tokens causes the model to produce singular verbs instead, and vice versa. We also show that corresponding ``singular noun'' and ``generate a singular verb'' features are not as effective for this task. This asymmetry suggests that Pythia-70m makes use of a privative representation of grammatical number in English. These findings replicated with larger LLMs Gemma-2-2b and Llama-3.1-8b yielded similar results. Our main contribution is a novel approach to the use of SAEs to understanding how LLMs encode human language that addresses a number of technical and methodological challenges.
Abstract:Sparse autoencoders (SAEs) have become an increasingly popular means of translating Large Language Model (LLM) hidden state vectors into a human-comprehensible list of features or symbols. As such, SAEs may provide insight into an LLM's knowledge representation and internal ``mental'' grammar - topics of pragmatic interest for mechanistic interpretation of AI behavior and of theoretical interest for the study of in silico representations of human language. Language models with fewer than 100M parameters, trained on small corpora, nonetheless exhibit strong grammatical competence and discourse coherence, despite producing content of limited reliability. We use SAEs that we trained on one such model (Pythia-70M) to conduct an in-depth examination of how a single grammatical phenomenon, number agreement, is represented and processed in an LLM. We demonstrate the mechanism and the methodology by which SAEs can be used to find and propagate ``plural noun'', ``plural matrix subject'', and ``generate a plural verb'' features which cause the LLM to produce plural verb forms such as ``are'', ``do'', or ``have'' instead of ``is'', ``does'', and ``has'' in response to prompts such as ``the men in the park''. We show that intervening to remove these features from the hidden states of plural subject noun tokens causes the model to produce singular verbs instead, and vice versa. We also show that corresponding ``singular noun'' and ``generate a singular verb'' features are not as effective for this task. This asymmetry suggests that Pythia-70m makes use of a privative representation of grammatical number in English. These findings replicated with larger LLMs Gemma-2-2b and Llama-3.1-8b yielded similar results. Our main contribution is a novel approach to the use of SAEs to understanding how LLMs encode human language that addresses a number of technical and methodological challenges.
Computation and Language (cs.CL); Artificial Intelligence (cs.AI)
arXiv:2611.07283 [cs.CL]
(or arXiv:2611.07283v1 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2611.07283 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 384 words