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This paper provides a rigorous convergence analysis for Practical Muon, an optimization algorithm that integrates finite-step Newton-Schulz iterations with Nesterov momentum for matrix factorization tasks. By establishing an $\mathcal{O}(T^{-1/4})$ bound under relaxed assumptions regarding stochastic gradients and spectral conditions, the work offers theoretical guarantees crucial for understanding the stability of orthogonalization-based training methods in deep learning architectures.
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Convergence of Practical Muon with Finite Newton-Schulz Iterations and Nesterov Momentum

arXiv2 min read

arXiv:2609.39595v1 Announce Type: new Abstract: Practical Muon maintains momentum and performs a small, fixed number of Newton--Schulz iterations separately for each parameter matrix, often with a Nesterov correction. We analyze these layer-wise finite-step updates jointly on a coupled nonconvex objective, rather than replacing them by exact polar factors or one global orthogonalization. Under gradient-dependent $(\mathcal L_0,\mathcal L_1,q)$-smoothness and conditionally unbiased stochastic gradients with bounded layer-wise variance, we establish an $\mathcal O(T^{-1/4})$ bound on the expected average Frobenius gradient norm. The analysis retains the Nesterov recursion and requires neither bounded stochastic gradients, symmetric noise, nor a uniform positive lower bound on the nonzero output singular values. Its constants contain no explicit matrix-dimension or rank factors when the number of blocks and problem constants are fixed. The proof follows a descent inequality and a decomposition of the momentum tracking error into initialization, noise, and drift. For the original five-step quintic, we verify the required scalar-map bounds analytically; the result also allows step-dependent coefficients satisfying the same bounds. A complementary nuclear-norm result quantifies rank dependence under a stronger spectral condition. The vanishing rate uses coupled learning-rate and momentum schedules, including the standard single-coefficient Nesterov rule.

Abstract:Practical Muon maintains momentum and performs a small, fixed number of Newton--Schulz iterations separately for each parameter matrix, often with a Nesterov correction. We analyze these layer-wise finite-step updates jointly on a coupled nonconvex objective, rather than replacing them by exact polar factors or one global orthogonalization. Under gradient-dependent $(\mathcal L_0,\mathcal L_1,q)$-smoothness and conditionally unbiased stochastic gradients with bounded layer-wise variance, we establish an $\mathcal O(T^{-1/4})$ bound on the expected average Frobenius gradient norm. The analysis retains the Nesterov recursion and requires neither bounded stochastic gradients, symmetric noise, nor a uniform positive lower bound on the nonzero output singular values. Its constants contain no explicit matrix-dimension or rank factors when the number of blocks and problem constants are fixed. The proof follows a descent inequality and a decomposition of the momentum tracking error into initialization, noise, and drift. For the original five-step quintic, we verify the required scalar-map bounds analytically; the result also allows step-dependent coefficients satisfying the same bounds. A complementary nuclear-norm result quantifies rank dependence under a stronger spectral condition. The vanishing rate uses coupled learning-rate and momentum schedules, including the standard single-coefficient Nesterov rule.

Machine Learning (cs.LG)

arXiv:2609.39595 [cs.LG]

(or arXiv:2609.39595v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2609.39595 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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