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This research establishes distribution-free selective guarantees for chain-of-thought verifiers, demonstrating that validity often relies on abstention rather than continuous confidence scores. The study reveals a critical trade-off where certificates that rarely trigger can still be highly unreliable when they do fire, while proposing new methods to improve coverage without monotonicity assumptions. These findings are essential for deploying trustworthy AI reasoning systems with strict error bounds in real-world applications.
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Certified by Abstention: Distribution-Free Guarantees for Chain-of-Thought Verifiers at Small Calibration Budgets

arXiv3 min read

arXiv:2610.09541v1 Announce Type: cross Abstract: Signals that predict whether a chain-of-thought (CoT) trace is correct are compared by AUC, but deploying one requires a threshold with a guarantee. We ask what distribution-free selective guarantees deliver for CoT verifiers at realistic calibration budgets of tens to a few hundred labelled problems, using seven open models, five verifier signals and 37,000 graded traces. The central observation is validity by abstention: an $(\alpha,\delta)$-valid procedure that issues a certificate with probability $P_{\rm fire}$ bounds the failure probability of an issued certificate only by $\delta/P_{\rm fire}$, so a certificate that rarely fires can be valid and wrong every time it is used. In a simulation with known risk the standard certificate fails in at most 0.3% of calibration draws but in up to 69% of those in which it fires. A certification floor and a lattice condition for Benjamini-Hochberg conformal selection explain why certificates abstain at these budgets, and the data bear them out: the standard certificate returns nothing or a large accepted set, and an unreadable residual-stream probe buys two to three times the coverage of the readable signals, an edge a cross-fitted reconstruction cannot recover linearly from the readable features. We then give a floor-started fixed-sequence certificate, valid without monotonicity assumptions, that covers more than the Bonferroni certificate on every model-signal pair and raises coverage at the non-vacuous target $0.75\pi_0$ from 0.05 to 0.16, although the floor keeps absolute coverage small. Finally, a certificate cannot see what matters after deployment: under benchmark shift the error among accepted traces tracks the new task's base error, and under best-of-$n$ selection against the verifier it rises past the target while the empirical failure frequency stays below $\delta$, because abstention absorbs the failures.

Abstract:Signals that predict whether a chain-of-thought (CoT) trace is correct are compared by AUC, but deploying one requires a threshold with a guarantee. We ask what distribution-free selective guarantees deliver for CoT verifiers at realistic calibration budgets of tens to a few hundred labelled problems, using seven open models, five verifier signals and 37,000 graded traces. The central observation is validity by abstention: an $(\alpha,\delta)$-valid procedure that issues a certificate with probability $P_{\rm fire}$ bounds the failure probability of an issued certificate only by $\delta/P_{\rm fire}$, so a certificate that rarely fires can be valid and wrong every time it is used. In a simulation with known risk the standard certificate fails in at most 0.3% of calibration draws but in up to 69% of those in which it fires. A certification floor and a lattice condition for Benjamini-Hochberg conformal selection explain why certificates abstain at these budgets, and the data bear them out: the standard certificate returns nothing or a large accepted set, and an unreadable residual-stream probe buys two to three times the coverage of the readable signals, an edge a cross-fitted reconstruction cannot recover linearly from the readable features. We then give a floor-started fixed-sequence certificate, valid without monotonicity assumptions, that covers more than the Bonferroni certificate on every model-signal pair and raises coverage at the non-vacuous target $0.75\pi_0$ from 0.05 to 0.16, although the floor keeps absolute coverage small. Finally, a certificate cannot see what matters after deployment: under benchmark shift the error among accepted traces tracks the new task's base error, and under best-of-$n$ selection against the verifier it rises past the target while the empirical failure frequency stays below $\delta$, because abstention absorbs the failures.

22 pages, 7 figures, 12 tables. Under submission at AISTATS 2027

Machine Learning (stat.ML); Computation and Language (cs.CL); Machine Learning (cs.LG)

arXiv:2610.09541 [stat.ML]

(or arXiv:2610.09541v1 [stat.ML] for this version)

https://doi.org/10.48550/arXiv.2610.09541 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 393 words

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