Certified by Abstention: Distribution-Free Guarantees for Chain-of-Thought Verifiers at Small Calibration Budgets

arXiv:2610.09541v1 Announce Type: cross Abstract: Signals that predict whether a chain-of-thought (CoT) trace is correct are compared by AUC, but deploying one requires a threshold with a guarantee. We ask what distribution-free selective guarantees deliver for CoT verifiers at realistic calibration budgets of tens to a few hundred labelled problems, using seven open models, five verifier signals and 37,000 graded traces. The central observation is validity by abstention: an $(\alpha,\delta)$-valid procedure that issues a certificate with probability $P_{\rm fire}$ bounds the failure probability of an issued certificate only by $\delta/P_{\rm fire}$, so a certificate that rarely fires can be valid and wrong every time it is used. In a simulation with known risk the standard certificate fails in at most 0.3% of calibration draws but in up to 69% of those in which it fires. A certification floor and a lattice condition for Benjamini-Hochberg conformal selection explain why certificates abstain at these budgets, and the data bear them out: the standard certificate returns nothing or a large accepted set, and an unreadable residual-stream probe buys two to three times the coverage of the readable signals, an edge a cross-fitted reconstruction cannot recover linearly from the readable features. We then give a floor-started fixed-sequence certificate, valid without monotonicity assumptions, that covers more than the Bonferroni certificate on every model-signal pair and raises coverage at the non-vacuous target $0.75\pi_0$ from 0.05 to 0.16, although the floor keeps absolute coverage small. Finally, a certificate cannot see what matters after deployment: under benchmark shift the error among accepted traces tracks the new task's base error, and under best-of-$n$ selection against the verifier it rises past the target while the empirical failure frequency stays below $\delta$, because abstention absorbs the failures.

Abstract:Signals that predict whether a chain-of-thought (CoT) trace is correct are compared by AUC, but deploying one requires a threshold with a guarantee. We ask what distribution-free selective guarantees deliver for CoT verifiers at realistic calibration budgets of tens to a few hundred labelled problems, using seven open models, five verifier signals and 37,000 graded traces. The central observation is validity by abstention: an $(\alpha,\delta)$-valid procedure that issues a certificate with probability $P_{\rm fire}$ bounds the failure probability of an issued certificate only by $\delta/P_{\rm fire}$, so a certificate that rarely fires can be valid and wrong every time it is used. In a simulation with known risk the standard certificate fails in at most 0.3% of calibration draws but in up to 69% of those in which it fires. A certification floor and a lattice condition for Benjamini-Hochberg conformal selection explain why certificates abstain at these budgets, and the data bear them out: the standard certificate returns nothing or a large accepted set, and an unreadable residual-stream probe buys two to three times the coverage of the readable signals, an edge a cross-fitted reconstruction cannot recover linearly from the readable features. We then give a floor-started fixed-sequence certificate, valid without monotonicity assumptions, that covers more than the Bonferroni certificate on every model-signal pair and raises coverage at the non-vacuous target $0.75\pi_0$ from 0.05 to 0.16, although the floor keeps absolute coverage small. Finally, a certificate cannot see what matters after deployment: under benchmark shift the error among accepted traces tracks the new task's base error, and under best-of-$n$ selection against the verifier it rises past the target while the empirical failure frequency stays below $\delta$, because abstention absorbs the failures.

22 pages, 7 figures, 12 tables. Under submission at AISTATS 2027

Machine Learning (stat.ML); Computation and Language (cs.CL); Machine Learning (cs.LG)

arXiv:2610.09541 [stat.ML]

(or arXiv:2610.09541v1 [stat.ML] for this version)

https://doi.org/10.48550/arXiv.2610.09541 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Certified by Abstention: Distribution-Free Guarantees for Chain-of-Thought Verifiers at Small Calibration Budgets

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