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This paper provides a rigorous theoretical analysis of accelerated gradient methods, specifically addressing their ability to escape strict saddle points and converge to local minima in nonconvex optimization landscapes. By establishing both asymptotic and non-asymptotic convergence rates for Nesterov-type algorithms, the work clarifies the mathematical conditions under which these popular techniques succeed where simpler approaches might fail. These findings are critical for understanding the fundamental reliability of optimization dynamics in deep learning training.
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Accelerated Gradient Methods for Nonconvex Optimization: Escape Trajectories From Strict Saddle Points and Convergence to Local Minima

arXiv3 min read

arXiv:2307.07030v4 Announce Type: replace-cross Abstract: This paper considers the problem of understanding the behavior of a general class of accelerated gradient methods on smooth nonconvex functions. Motivated by some recent works that have proposed effective algorithms, based on Polyak's heavy ball method and the Nesterov accelerated gradient method, to achieve convergence to a local minimum of nonconvex functions, this work proposes a broad class of Nesterov-type accelerated methods and puts forth a rigorous study of these methods encompassing the escape from saddle points and convergence to local minima through both an asymptotic and a non-asymptotic analysis. In the asymptotic regime, this paper answers an open question of whether Nesterov's accelerated gradient method (NAG) with variable momentum parameter avoids strict saddle points almost surely. This work also develops two metrics of asymptotic rates of convergence and divergence, and evaluates these two metrics for several popular standard accelerated methods such as the NAG and Nesterov's accelerated gradient with constant momentum (NCM) near strict saddle points. In the non-asymptotic regime, this work provides an analysis that leads to the "linear" exit time estimates from strict saddle neighborhoods for trajectories of these accelerated methods as well the necessary conditions for the existence of such trajectories. Finally, this work studies a sub-class of accelerated methods that can converge in convex neighborhoods of nonconvex functions with a near optimal rate to a local minimum and at the same time this sub-class offers superior saddle-escape behavior compared to that of NAG.

Abstract:This paper considers the problem of understanding the behavior of a general class of accelerated gradient methods on smooth nonconvex functions. Motivated by some recent works that have proposed effective algorithms, based on Polyak's heavy ball method and the Nesterov accelerated gradient method, to achieve convergence to a local minimum of nonconvex functions, this work proposes a broad class of Nesterov-type accelerated methods and puts forth a rigorous study of these methods encompassing the escape from saddle points and convergence to local minima through both an asymptotic and a non-asymptotic analysis. In the asymptotic regime, this paper answers an open question of whether Nesterov's accelerated gradient method (NAG) with variable momentum parameter avoids strict saddle points almost surely. This work also develops two metrics of asymptotic rates of convergence and divergence, and evaluates these two metrics for several popular standard accelerated methods such as the NAG and Nesterov's accelerated gradient with constant momentum (NCM) near strict saddle points. In the non-asymptotic regime, this work provides an analysis that leads to the "linear" exit time estimates from strict saddle neighborhoods for trajectories of these accelerated methods as well the necessary conditions for the existence of such trajectories. Finally, this work studies a sub-class of accelerated methods that can converge in convex neighborhoods of nonconvex functions with a near optimal rate to a local minimum and at the same time this sub-class offers superior saddle-escape behavior compared to that of NAG.

124 pages, 9 figures; adds a short clarification to the proof of Theorem 7.7 and incorporates a proof-stage typo fix; includes additional corrections and clarifications to the version published in Foundations of Computational Mathematics, April 2026

Optimization and Control (math.OC); Machine Learning (cs.LG); Systems and Control (eess.SY)

arXiv:2307.07030 [math.OC]

(or arXiv:2307.07030v4 [math.OC] for this version)

https://doi.org/10.1007/s10208-026-09745-x DOI(s) linking to related resources

Full text under the publisher's open licence · 300 words

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