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This research reframes the "third pretraining axis" in generative models not as mere exploration, but as an optimization for behavioral freedom—the minimal constraint required to maximize generalization. By empirically demonstrating that selecting candidates based on this metric outperforms standard Minimum Description Length approaches under distribution shifts, the study offers a novel theoretical lens for improving model robustness beyond traditional expressivity metrics.
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Why the Third Axis Is Freedom

arXiv3 min read

arXiv:2608.05423v1 Announce Type: new Abstract: In generative training, a model produces an output and is penalised for its difference from an example. With one output per comparison, a model that produces one common answer can outperform a model retaining a broader repertoire. Explorative Modeling (XM) produces $K$ outputs per comparison and updates on the closest, claiming exploration as a "third pretraining axis" associated with generative expressivity. Here I show the third axis is actually freedom, meaning the weakness of the constraint implied by a model's behaviour. Previous work showed freedom is a property of function rather than form. Parameters, architecture, minimum-description-length (MDL), and data can vary while the behavioural constraint remains unchanged. It was formally proved that weakest models are likeliest to generalise, and freedom selection beat MDL by 110-500\% in induction experiments. I prove average XM loss depends on the chance a candidate misses an acceptable region, with exploration raising miss probability to power $K$. For $K>1$, match probability rises with freedom. I then demonstrate empirically that XM optimises for freedom. In a Forward XM experiment, larger $K$ increased or saturated measured freedom, and increased freedom at every tested value under context-dependent targets. I trained XM candidate pools and compared validation selection with a freedom selector that read unlabelled parent contexts. Freedom won in 29 of 30 cases. Generative expressivity is a mode-count proxy for freedom, that discards the extension structure that gives freedom its generalisation significance. XM is a means, freedom an end, and selecting for freedom improved XM under distribution shift.

Abstract:In generative training, a model produces an output and is penalised for its difference from an example. With one output per comparison, a model that produces one common answer can outperform a model retaining a broader repertoire. Explorative Modeling (XM) produces $K$ outputs per comparison and updates on the closest, claiming exploration as a "third pretraining axis" associated with generative expressivity. Here I show the third axis is actually freedom, meaning the weakness of the constraint implied by a model's behaviour. Previous work showed freedom is a property of function rather than form. Parameters, architecture, minimum-description-length (MDL), and data can vary while the behavioural constraint remains unchanged. It was formally proved that weakest models are likeliest to generalise, and freedom selection beat MDL by 110-500\% in induction experiments. I prove average XM loss depends on the chance a candidate misses an acceptable region, with exploration raising miss probability to power $K$. For $K>1$, match probability rises with freedom. I then demonstrate empirically that XM optimises for freedom. In a Forward XM experiment, larger $K$ increased or saturated measured freedom, and increased freedom at every tested value under context-dependent targets. I trained XM candidate pools and compared validation selection with a freedom selector that read unlabelled parent contexts. Freedom won in 29 of 30 cases. Generative expressivity is a mode-count proxy for freedom, that discards the extension structure that gives freedom its generalisation significance. XM is a means, freedom an end, and selecting for freedom improved XM under distribution shift.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2608.05423 [cs.LG]

(or arXiv:2608.05423v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2608.05423 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 346 words

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