aiqbench analysis
This research identifies a specific geometric mechanism—low-rank output routing—that explains why benign fine-tuning disproportionately collapses safety refusals in LLMs while preserving general utility. The findings suggest that current mitigation strategies like LoRA may offer only temporary protection before this routing pathway sharpens and fails at larger training scales. For the AI safety community, understanding this fragility is crucial for developing more robust alignment techniques that do not rely on easily disrupted output-side pathways.
When Safety Routing Breaks: Understanding Alignment Fragility under Benign Fine-Tuning
arXiv:2609.01455v1 Announce Type: cross Abstract: Benign fine-tuning severely weakens the safety alignment of large language models (LLMs), so we study why refusal behavior is so fragile. While prior work often attributes this failure to gradient conflict, we propose a fundamentally different Fisher-geometric explanation: safety Fisher is low-rank, and alignment makes the safety geometry flatter while preserving an output-routing pathway. After 100 benign fine-tuning examples, this pathway is selectively re-sharpened in output-side MLP modules, explaining the asymmetric fragility: safety can collapse to high attack success rates, while general utility degrades mildly. The routing view also explains why few safety examples can restore refusal behavior, indicating that internal safety-relevant representations are preserved. Finally, we show that LoRA and ASAM mitigate early collapse by suppressing output-side sharpness, but their protection weakens at larger fine-tuning scales. Overall, safety failure is best understood as a disruption of a low-rank output-routing mechanism
Abstract:Benign fine-tuning severely weakens the safety alignment of large language models (LLMs), so we study why refusal behavior is so fragile. While prior work often attributes this failure to gradient conflict, we propose a fundamentally different Fisher-geometric explanation: safety Fisher is low-rank, and alignment makes the safety geometry flatter while preserving an output-routing pathway. After 100 benign fine-tuning examples, this pathway is selectively re-sharpened in output-side MLP modules, explaining the asymmetric fragility: safety can collapse to high attack success rates, while general utility degrades mildly. The routing view also explains why few safety examples can restore refusal behavior, indicating that internal safety-relevant representations are preserved. Finally, we show that LoRA and ASAM mitigate early collapse by suppressing output-side sharpness, but their protection weakens at larger fine-tuning scales. Overall, safety failure is best understood as a disruption of a low-rank output-routing mechanism
Cryptography and Security (cs.CR); Artificial Intelligence (cs.AI)
arXiv:2609.01455 [cs.CR]
(or arXiv:2609.01455v1 [cs.CR] for this version)
https://doi.org/10.48550/arXiv.2609.01455 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 239 words
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