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This research investigates the limitations of residualization techniques used to correct evaluation scores in large language models, finding that removing surface-level formatting artifacts can inadvertently degrade alignment with actual task quality when features are entangled. The authors propose a reporting protocol that treats adjusted scores as diagnostic audit tools rather than replacements for raw metrics, emphasizing the need to transparently report the construct-alignment costs incurred by such adjustments.
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When Residualization Helps an Audit: Format Effects, Slice Gains, and Their Limits

arXiv3 min read

arXiv:2609.24194v1 Announce Type: cross Abstract: Evaluation scores used around LLM systems -- including reward models, rerankers, and LLM judges -- can track surface form instead of the quality they claim to measure. When presented with a terse correct solution and a commented buggy solution for the same MBPP problem, a public preference reward model selects the correct one no better than a coin flip (0.507). Subtracting the predictable surface component from such scores is increasingly common, but removal alone does not yield a more valid measurement: the removed component may carry construct-relevant signal, and residualization cannot tell which is which. Under designed interventions -- unit-test labels with comment-only edits -- residualization attenuates the reward model's format effects by about 0.12 on both correct and buggy code, while the correct-versus-buggy margins move by less than 0.01. In observational NLI and QA settings, we freeze a held-out replication before scoring and re-evaluate it using labels from disjoint annotators; this supports only a narrower conclusion: better agreement with the construct labels on a pre-declared slice where a surface-only predictor errs, not a repaired score. Full-population agreement falls in every observational setting with a reported positive slice gain, and within-question ranking falls in every such QA setting. When construct and surface features are entangled, residualization can decorrelate a score while degrading construct alignment, and, in a controlled model, configurations just as damaging to construct alignment pass every pre-adjustment check, so no committed gate is a guarantee. We assemble these distinctions into a reporting protocol whose outcomes, refusal included, state what an adjusted score may be claimed to show: an audit-time diagnostic reported beside the construct-alignment cost it incurs, never a replacement for the raw score.

Abstract:Evaluation scores used around LLM systems -- including reward models, rerankers, and LLM judges -- can track surface form instead of the quality they claim to measure. When presented with a terse correct solution and a commented buggy solution for the same MBPP problem, a public preference reward model selects the correct one no better than a coin flip (0.507). Subtracting the predictable surface component from such scores is increasingly common, but removal alone does not yield a more valid measurement: the removed component may carry construct-relevant signal, and residualization cannot tell which is which. Under designed interventions -- unit-test labels with comment-only edits -- residualization attenuates the reward model's format effects by about 0.12 on both correct and buggy code, while the correct-versus-buggy margins move by less than 0.01. In observational NLI and QA settings, we freeze a held-out replication before scoring and re-evaluate it using labels from disjoint annotators; this supports only a narrower conclusion: better agreement with the construct labels on a pre-declared slice where a surface-only predictor errs, not a repaired score. Full-population agreement falls in every observational setting with a reported positive slice gain, and within-question ranking falls in every such QA setting. When construct and surface features are entangled, residualization can decorrelate a score while degrading construct alignment, and, in a controlled model, configurations just as damaging to construct alignment pass every pre-adjustment check, so no committed gate is a guarantee. We assemble these distinctions into a reporting protocol whose outcomes, refusal included, state what an adjusted score may be claimed to show: an audit-time diagnostic reported beside the construct-alignment cost it incurs, never a replacement for the raw score.

61 pages, 4 figures, 40 tables. Code: this https URL

Computation and Language (cs.CL)

arXiv:2609.24194 [cs.CL]

(or arXiv:2609.24194v1 [cs.CL] for this version)

https://doi.org/10.48550/arXiv.2609.24194 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 381 words

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