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This paper advances the theoretical understanding of diffusion models by proving convergence rates for ratio-type functionals using SignReLU activation functions. The study specifically targets Denoising Diffusion Probabilistic Models (DDPMs), offering generalization guarantees that decompose excess KL risk into approximation and estimation errors. Such mathematical rigor provides essential insights for improving the stability and sample efficiency of next-generation generative AI systems.
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Understanding Diffusion Models via Ratio-Based Function Approximation with SignReLU Networks

arXiv2 min read

arXiv:2601.21242v2 Announce Type: replace-cross Abstract: Motivated by challenges in conditional generative modeling, where the target conditional density takes the form of a ratio f1 over f2, this paper develops a theoretical framework for approximating such ratio-type functionals. Here, f1 and f2 are kernel-based marginal densities that capture structured interactions, a setting central to diffusion-based generative models. We provide a concise proof for approximating these ratio-type functionals using deep neural networks with the SignReLU activation function, leveraging the activation's piecewise structure. Under standard regularity assumptions, we establish L^p(Omega) approximation bounds and convergence rates. Specializing to Denoising Diffusion Probabilistic Models (DDPMs), we construct a SignReLU-based neural estimator for the reverse process and derive bounds on the excess Kullback-Leibler (KL) risk between the generated and true data distributions. Our analysis decomposes this excess risk into approximation and estimation error components. These results provide generalization guarantees for finite-sample training of diffusion-based generative models.

Abstract:Motivated by challenges in conditional generative modeling, where the target conditional density takes the form of a ratio f1 over f2, this paper develops a theoretical framework for approximating such ratio-type functionals. Here, f1 and f2 are kernel-based marginal densities that capture structured interactions, a setting central to diffusion-based generative models. We provide a concise proof for approximating these ratio-type functionals using deep neural networks with the SignReLU activation function, leveraging the activation's piecewise structure. Under standard regularity assumptions, we establish L^p(Omega) approximation bounds and convergence rates. Specializing to Denoising Diffusion Probabilistic Models (DDPMs), we construct a SignReLU-based neural estimator for the reverse process and derive bounds on the excess Kullback-Leibler (KL) risk between the generated and true data distributions. Our analysis decomposes this excess risk into approximation and estimation error components. These results provide generalization guarantees for finite-sample training of diffusion-based generative models.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2601.21242 [cs.LG]

(or arXiv:2601.21242v2 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2601.21242 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 239 words

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