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This paper addresses a critical reliability issue in AI systems by proposing SAFE-QE, a method that mitigates hallucinations during LLM-based query expansion without sacrificing retrieval performance. By leveraging subsequence-association analysis to distinguish between consistent and spurious terms, the approach offers a principled way to maintain both coverage and faithfulness in search applications. It represents significant progress toward deploying generative models as robust components within larger information retrieval pipelines.
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Tracing and Taming Hallucinated Terms via Subsequence-Association Filtering and Breadth-Aware Selection for LLM Query Expansion

arXiv3 min read

arXiv:2610.13810v1 Announce Type: cross Abstract: Large language models (LLMs) are now a standard source of query expansion terms but they hallucinate. They inject non existent entities and off-topic terms that add ranking noise and can hurt strong retrievers. Existing remedies such as corpus grounding, mutual verification and preference alignment treat hallucinated terms as an undifferentiated nuisance to be filtered by agreement heuristics, without a mechanistic account of why a given term appears or a principled criterion for how many terms to keep. We propose Subsequence-Association Filtered, breadth-aware query expansion (SAFE-QE), a training-free, retriever agnostic method that draws on the subsequence-association account of hallucination. We score each candidate expansion term by its corpus conditioned cross-context reproducibility, terms that reappear under randomised query contexts yet lack support in the pseudo-relevant set are flagged as products of dominant hallucinatory associations and down-weighted. Drawing on the characterisation of language generation as a trade-off between consistency (no hallucination) and breadth (coverage), we cast term selection as constrained coverage maximisation over the pseudo-relevant set, keeping a set that is approximately broad but consistent and stable across resampling. We also introduce the Hallucinated Expansion Term Rate, a query side faithfulness metric that counts injected expansion terms no relevant document supports. We evaluate our approach on benchmarked TREC and BEIR collections. Our SAFE-QE is statistically indistinguishable from generative and corpus-steered expansion on nDCG@10 while injecting fewer unsupported terms 4.3 per query against 27.8 for Query2doc and 57.5 for HyDE and on a strong learned sparse retriever, where every expansion method regresses. Faithfulness is therefore available at no measurable cost in ranking quality.

Abstract:Large language models (LLMs) are now a standard source of query expansion terms but they hallucinate. They inject non existent entities and off-topic terms that add ranking noise and can hurt strong retrievers. Existing remedies such as corpus grounding, mutual verification and preference alignment treat hallucinated terms as an undifferentiated nuisance to be filtered by agreement heuristics, without a mechanistic account of why a given term appears or a principled criterion for how many terms to keep. We propose Subsequence-Association Filtered, breadth-aware query expansion (SAFE-QE), a training-free, retriever agnostic method that draws on the subsequence-association account of hallucination. We score each candidate expansion term by its corpus conditioned cross-context reproducibility, terms that reappear under randomised query contexts yet lack support in the pseudo-relevant set are flagged as products of dominant hallucinatory associations and down-weighted. Drawing on the characterisation of language generation as a trade-off between consistency (no hallucination) and breadth (coverage), we cast term selection as constrained coverage maximisation over the pseudo-relevant set, keeping a set that is approximately broad but consistent and stable across resampling. We also introduce the Hallucinated Expansion Term Rate, a query side faithfulness metric that counts injected expansion terms no relevant document supports. We evaluate our approach on benchmarked TREC and BEIR collections. Our SAFE-QE is statistically indistinguishable from generative and corpus-steered expansion on nDCG@10 while injecting fewer unsupported terms 4.3 per query against 27.8 for Query2doc and 57.5 for HyDE and on a strong learned sparse retriever, where every expansion method regresses. Faithfulness is therefore available at no measurable cost in ranking quality.

Information Retrieval (cs.IR); Computation and Language (cs.CL)

arXiv:2610.13810 [cs.IR]

(or arXiv:2610.13810v1 [cs.IR] for this version)

https://doi.org/10.48550/arXiv.2610.13810 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 357 words

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