Toward AI Trustworthiness: Finding Analytically Proven Forward-Invariant Sets for AI-Controlled Systems

arXiv:2610.05689v1 Announce Type: new Abstract: Neural-network (NN) controllers are increasingly used in nonlinear control systems, but their highly nonlinear behavior makes them difficult to explain and verify, raising trustworthiness concerns in safety- and mission-critical applications. A key step toward certifiable trustworthiness is to find a Forward-Invariant Set (FIS): a state-space region such that any trajectory starting inside remains inside. If the FIS excludes unsafe states, safety can be guaranteed for initial states within it. Finding an analytically proven FIS for a given AI-controlled system with a fixed controller is difficult. We propose a framework that uses an Invertible Neural Network (INN) to transform the original state space into a latent space where a regular-shaped FIS is more likely to exist. We train the INN so that a preferred hyper-rectangular candidate becomes invariant in the latent space, then formally verify it. We prove that, whenever verification succeeds, both the latent-space candidate and its inverse-transformed counterpart in the original state space are analytically proven FISs. We evaluate the approach on 45 AI-controlled systems across three representative control testbeds. Our method finds certified FISs for all 45 systems, whereas an adapted state-of-the-art baseline finds none. It is also faster on 40 of the 45 systems, and the centers of the resulting FISs roughly match domain-expert preferences.

Abstract:Neural-network (NN) controllers are increasingly used in nonlinear control systems, but their highly nonlinear behavior makes them difficult to explain and verify, raising trustworthiness concerns in safety- and mission-critical applications. A key step toward certifiable trustworthiness is to find a Forward-Invariant Set (FIS): a state-space region such that any trajectory starting inside remains inside. If the FIS excludes unsafe states, safety can be guaranteed for initial states within it. Finding an analytically proven FIS for a given AI-controlled system with a fixed controller is difficult. We propose a framework that uses an Invertible Neural Network (INN) to transform the original state space into a latent space where a regular-shaped FIS is more likely to exist. We train the INN so that a preferred hyper-rectangular candidate becomes invariant in the latent space, then formally verify it. We prove that, whenever verification succeeds, both the latent-space candidate and its inverse-transformed counterpart in the original state space are analytically proven FISs. We evaluate the approach on 45 AI-controlled systems across three representative control testbeds. Our method finds certified FISs for all 45 systems, whereas an adapted state-of-the-art baseline finds none. It is also faster on 40 of the 45 systems, and the centers of the resulting FISs roughly match domain-expert preferences.

Artificial Intelligence (cs.AI)

arXiv:2610.05689 [cs.AI]

(or arXiv:2610.05689v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2610.05689 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Toward AI Trustworthiness: Finding Analytically Proven Forward-Invariant Sets for AI-Controlled Systems

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