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This theoretical study refines the evidential learning variational autoencoder (ELVAE) by resolving parameter non-identifiability in normal-inverse-gamma latent hierarchies, effectively reducing a four-parameter space to a unique three-coordinate representation. By characterizing the residual prior gauge, the work provides an explicit analytical solution for canonical allocation that improves numerical calibration without altering the model's ordinal information capacity. This advancement offers researchers a more robust mathematical foundation for Bayesian inference in deep generative models, directly addressing core challenges in machine learning theory.
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Theoretical Study on the Evidential Learning-based Variational Autoencoder

arXiv2 min read

arXiv:2609.27853v1 Announce Type: cross Abstract: A normal--inverse-gamma (NIG) latent hierarchy has four parameters, but its induced latent law does not identify all four. For $\sigma^2\sim\mathrm{InvGamma}(\alpha,\beta)$, $\mu\mid\sigma^2\sim\mathcal{N}(\gamma,\sigma^2/\nu)$, and $z\mid\mu,\sigma^2\sim\mathcal{N}(\mu,\sigma^2)$, the marginal law of $z$ depends on $(\nu,\beta)$ only through $c=\beta(1+1/\nu)$. Hence the reconstruction-visible parameter space is the three-dimensional quotient $(\gamma,\alpha,c)$, with a one-dimensional fiber degree of freedom. For a fixed hierarchical variational objective, exact partial minimization of the forward KL divergence to a complete NIG prior selects a unique prior-relative representative on each fiber, yielding an exact three-coordinate reduction with the same optimum as the four-coordinate objective. Writing $\rho_0=2\beta_0/\nu_0$ and $T=c/\{\alpha[(\gamma-\gamma_0)^2+\rho_0]\}$, we show that inverse canonical allocation $1/\nu_{\rm can}$ is an explicit strictly increasing function of $T$. For $\alpha>1$, the ratio $u_{\rm epi}/u_{\rm var}=1/\nu_{\rm can}$ is therefore determined by the quotient state and prior; for rank-only use under a common calibration, $T$ contains the same coordinatewise ordinal information. The residual prior gauge is characterized rather than eliminated: $(\gamma_0,\rho_0)$ govern ordinal dependence, while $(\nu_0,\alpha_0)$ determine numerical calibration and the analytic ceiling of $1/\nu_{\rm can}$.

Abstract:A normal--inverse-gamma (NIG) latent hierarchy has four parameters, but its induced latent law does not identify all four. For $\sigma^2\sim\mathrm{InvGamma}(\alpha,\beta)$, $\mu\mid\sigma^2\sim\mathcal{N}(\gamma,\sigma^2/\nu)$, and $z\mid\mu,\sigma^2\sim\mathcal{N}(\mu,\sigma^2)$, the marginal law of $z$ depends on $(\nu,\beta)$ only through $c=\beta(1+1/\nu)$. Hence the reconstruction-visible parameter space is the three-dimensional quotient $(\gamma,\alpha,c)$, with a one-dimensional fiber degree of freedom. For a fixed hierarchical variational objective, exact partial minimization of the forward KL divergence to a complete NIG prior selects a unique prior-relative representative on each fiber, yielding an exact three-coordinate reduction with the same optimum as the four-coordinate objective. Writing $\rho_0=2\beta_0/\nu_0$ and $T=c/\{\alpha[(\gamma-\gamma_0)^2+\rho_0]\}$, we show that inverse canonical allocation $1/\nu_{\rm can}$ is an explicit strictly increasing function of $T$. For $\alpha>1$, the ratio $u_{\rm epi}/u_{\rm var}=1/\nu_{\rm can}$ is therefore determined by the quotient state and prior; for rank-only use under a common calibration, $T$ contains the same coordinatewise ordinal information. The residual prior gauge is characterized rather than eliminated: $(\gamma_0,\rho_0)$ govern ordinal dependence, while $(\nu_0,\alpha_0)$ determine numerical calibration and the analytic ceiling of $1/\nu_{\rm can}$.

18 pages, 0 figures. Theoretical study of the NIG latent bottleneck in ELVAE; related to arXiv:2608.10398

Machine Learning (stat.ML); Machine Learning (cs.LG); Neural and Evolutionary Computing (cs.NE); Statistics Theory (math.ST)

arXiv:2609.27853 [stat.ML]

(or arXiv:2609.27853v1 [stat.ML] for this version)

https://doi.org/10.48550/arXiv.2609.27853 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 288 words

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