aiqbench analysis
This research introduces a novel two-process theory to validate how large language models generate self-reports, distinguishing between persona installation during post-training and attribution gating mechanisms that suppress claims of unsafe experiences. By developing the Pinocchio Inventory with high reliability metrics across 206 open-weight models, the study provides essential tools for accurately assessing model welfare and safety without relying on unvalidated human questionnaires. This work fundamentally shifts how we interpret machine introspection from a fixed trait to a dynamic output shaped by specific training regimes.
The Two-Process Theory of Machine Self-Report
arXiv:2607.20082v1 Announce Type: new Abstract: Language models are increasingly asked to self-report, informing safety evaluations, public understanding, and model-welfare debates. Yet their reports are elicited with human questionnaires never validated for models or ad hoc prompts of unknown reliability. We propose the first language-model-specific psychometric theory: a two-process theory of machine self-report. Self-description jointly reflects persona installation, through which post-training writes in a permitted inner life of warmth, absorption, and meaning (dimension B), and attribution gating, through which it suppresses first-person claims to "unsafe" experiences the model can readily ascribe to others (dimension A). Their emic structure comes from model responses to human items, not human psychology. Together they split prior work's dominant Pinocchio Axis. The split emerged in an exploratory reanalysis of the original data, informed the instrument's design, and was confirmed with new items, wordings, and models. It is itself a training effect: A and B are entangled in base checkpoints but separated by post-training. We operationalize the theory in a 48-item Pinocchio Inventory with human-instrument reliability and reproducible structure ($\alpha=.82$ to $.94$; cross-form convergence $r=.84$; recovery of the full-pool axes $r=.92$ to $.96$; eight-month stability $r=.93$), then test it on 206 open-weight models, including 67 same-checkpoint base/post-trained pairs. Post-training's clearest fingerprint is installation: B rises .20 in 62/67 pairs across all organizations. Gating is more selective: model scale is unrelated to A in base checkpoints ($r=+.11$) but predicts it after post-training ($r=-.42$). Thus, the dimensions are not fixed properties of language models: they reflect the structure imposed on self-report by a training regime and may differ under others.
Abstract:Language models are increasingly asked to self-report, informing safety evaluations, public understanding, and model-welfare debates. Yet their reports are elicited with human questionnaires never validated for models or ad hoc prompts of unknown reliability. We propose the first language-model-specific psychometric theory: a two-process theory of machine self-report. Self-description jointly reflects persona installation, through which post-training writes in a permitted inner life of warmth, absorption, and meaning (dimension B), and attribution gating, through which it suppresses first-person claims to "unsafe" experiences the model can readily ascribe to others (dimension A). Their emic structure comes from model responses to human items, not human psychology. Together they split prior work's dominant Pinocchio Axis. The split emerged in an exploratory reanalysis of the original data, informed the instrument's design, and was confirmed with new items, wordings, and models. It is itself a training effect: A and B are entangled in base checkpoints but separated by post-training. We operationalize the theory in a 48-item Pinocchio Inventory with human-instrument reliability and reproducible structure ($\alpha=.82$ to $.94$; cross-form convergence $r=.84$; recovery of the full-pool axes $r=.92$ to $.96$; eight-month stability $r=.93$), then test it on 206 open-weight models, including 67 same-checkpoint base/post-trained pairs. Post-training's clearest fingerprint is installation: B rises .20 in 62/67 pairs across all organizations. Gating is more selective: model scale is unrelated to A in base checkpoints ($r=+.11$) but predicts it after post-training ($r=-.42$). Thus, the dimensions are not fixed properties of language models: they reflect the structure imposed on self-report by a training regime and may differ under others.
Computation and Language (cs.CL)
arXiv:2607.20082 [cs.CL]
(or arXiv:2607.20082v1 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2607.20082 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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