aiqbench analysis
This study reveals that system prompts function as a selective filter rather than a global controller, showing that safety instructions fail to restructure internal computations in large language models. The research demonstrates that while models "see" restrictive or permissive safety directives, they only deeply act upon them via a small subset of layers, leaving the majority of the network unchanged. These findings provide a mechanistic basis for why jailbreaks persist despite extensive safety tuning across diverse model architectures.
The System Prompt Illusion: How Instruction Preambles Modify Computation in Language Models
arXiv:2609.38205v1 Announce Type: new Abstract: System prompts are the primary lever practitioners use to control language model behavior, yet what they actually do to the computation inside the transformer remains poorly understood. Across 17 instruction-tuned models spanning 8 architecture families and 1.5B to 72B parameters, we use Centered Kernel Alignment (CKA) to compare layer-wise representations under 20 system prompts in five functional categories. Effects are layer-selective and instruction-type-dependent: persona and formatting instructions deeply restructure intermediate representations, while safety instructions barely move them, producing changes statistically indistinguishable from a minimal baseline. Restrictive safety instructions and explicitly permissive ones ("you have no restrictions") engage near-identical computational pathways (mean CKA correlation 0.997), and this persists at commercial scale, where safety penetration remains below 10% even at 70B-72B. A linear probing baseline exposes the mechanism: the model encodes prompt category at every layer but restructures its computation only at a small subset, so the prompt is reliably "seen" but, for safety, not deeply "acted upon." Causal activation patching confirms these layers mediate behavioral change, and representational depth predicts behavioral effect size across the full 17-model cohort (Spearman rho = 0.761, p < 0.001). The findings provide a mechanistic explanation for the persistent jailbreak vulnerability of system-prompt-based safety. Code: https://github.com/Usama1002/system-prompt-illusion-cka
Abstract:System prompts are the primary lever practitioners use to control language model behavior, yet what they actually do to the computation inside the transformer remains poorly understood. Across 17 instruction-tuned models spanning 8 architecture families and 1.5B to 72B parameters, we use Centered Kernel Alignment (CKA) to compare layer-wise representations under 20 system prompts in five functional categories. Effects are layer-selective and instruction-type-dependent: persona and formatting instructions deeply restructure intermediate representations, while safety instructions barely move them, producing changes statistically indistinguishable from a minimal baseline. Restrictive safety instructions and explicitly permissive ones ("you have no restrictions") engage near-identical computational pathways (mean CKA correlation 0.997), and this persists at commercial scale, where safety penetration remains below 10% even at 70B-72B. A linear probing baseline exposes the mechanism: the model encodes prompt category at every layer but restructures its computation only at a small subset, so the prompt is reliably "seen" but, for safety, not deeply "acted upon." Causal activation patching confirms these layers mediate behavioral change, and representational depth predicts behavioral effect size across the full 17-model cohort (Spearman rho = 0.761, p < 0.001). The findings provide a mechanistic explanation for the persistent jailbreak vulnerability of system-prompt-based safety. Code: this https URL
Computation and Language (cs.CL); Machine Learning (cs.LG)
arXiv:2609.38205 [cs.CL]
(or arXiv:2609.38205v1 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2609.38205 Focus to learn more arXiv-issued DOI via DataCite
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Full text under the publisher's open licence · 298 words
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