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This paper establishes exact mathematical limits for validating AI systems that generate multiple alternatives, defining how sampling noise and structural blindness interact during best-of-N search. By deriving precise formulas for ambiguity width under various selection rules, it provides a rigorous framework for auditing model reliability without relying on empirical approximations. The findings offer a theoretical foundation for designing two-gate audit protocols that balance structural coverage with independent task precision.
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The geometry of AI validation: Exact certification limits for iid best-of-N search

arXiv3 min read

arXiv:2608.21496v1 Announce Type: new Abstract: AI systems increasingly generate alternatives, inspect evidence, and deploy a selected output. Validation is therefore target-relative: evidence certifies deployment only in directions resolved by the interventions that produced it. We represent validation and deployment rules as kernels over a reliability surface. Their span geometry separates replication, which reduces sampling noise, from new intervention directions, which reduce structural blindness. We make this principle exact for iid best-of-$N$ search. Under scalar ranking, randomized ties, maximum selection, bounded binary truth, and a stable rank-truth relation, knowing best-of-$n$ reliability through $n=m$ leaves exact ambiguity width $B_{m,N}=1+2\sum_{r=1}^{m}(-1)^r\cos^{2N}{r\pi/[2(m+1)]}$. Explicit bounded worlds attain the entire interval, and the complete prefix is information-maximal among reliability-mean audits confined to $n\le m$. The governing scale is $m^2/N$: when $m$ is proportional to $\sqrt{N}$, ambiguity remains about 0.83, while width $\varepsilon$ requires $m$ of order $\sqrt{N\log(1/\varepsilon)}$. Monotonicity gives an exact uniform-approximation frontier; a Lipschitz bound gives an exact capped-tail dual and order-sharp $L/m^2$ ambiguity. These results yield a two-gate audit rule: establish structural coverage, then add independent tasks for precision. Retrospective studies of mathematical reasoning and code selection construct compatible deployment values with wide separation and show that a score-tail audit rule frozen on 82 discovery tasks substantially reduces held-out error. Beyond iid search, the geometry applies only to known or independently estimated kernels; the empirical analyses are illustrative rather than prospective interventions.

Abstract:AI systems increasingly generate alternatives, inspect evidence, and deploy a selected output. Validation is therefore target-relative: evidence certifies deployment only in directions resolved by the interventions that produced it. We represent validation and deployment rules as kernels over a reliability surface. Their span geometry separates replication, which reduces sampling noise, from new intervention directions, which reduce structural blindness. We make this principle exact for iid best-of-$N$ search. Under scalar ranking, randomized ties, maximum selection, bounded binary truth, and a stable rank-truth relation, knowing best-of-$n$ reliability through $n=m$ leaves exact ambiguity width $B_{m,N}=1+2\sum_{r=1}^{m}(-1)^r\cos^{2N}{r\pi/[2(m+1)]}$. Explicit bounded worlds attain the entire interval, and the complete prefix is information-maximal among reliability-mean audits confined to $n\le m$. The governing scale is $m^2/N$: when $m$ is proportional to $\sqrt{N}$, ambiguity remains about 0.83, while width $\varepsilon$ requires $m$ of order $\sqrt{N\log(1/\varepsilon)}$. Monotonicity gives an exact uniform-approximation frontier; a Lipschitz bound gives an exact capped-tail dual and order-sharp $L/m^2$ ambiguity. These results yield a two-gate audit rule: establish structural coverage, then add independent tasks for precision. Retrospective studies of mathematical reasoning and code selection construct compatible deployment values with wide separation and show that a score-tail audit rule frozen on 82 discovery tasks substantially reduces held-out error. Beyond iid search, the geometry applies only to known or independently estimated kernels; the empirical analyses are illustrative rather than prospective interventions.

32 pages, 4 figures; includes Supporting Information. Code and processed data are available at this https URL

Machine Learning (cs.LG); Statistics Theory (math.ST); Machine Learning (stat.ML)

I.2.6; I.2.8; G.3; G.1.2

arXiv:2608.21496 [cs.LG]

(or arXiv:2608.21496v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2608.21496 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 341 words

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