The Evolutionary Origin of Values: implications for AI alignment, sentience and existential risk

Abstract:AI systems based on Large Language Models (LLMs) have prompted fears that they may harbor hidden goals, seek to dominate or eliminate humanity, or even suffer as sentient beings. We address these concerns by tracing the evolutionary origin of value in biological organisms. Values emerge from autopoiesis: living systems must actively maintain themselves against perturbation and dissipation. Natural selection has equipped them with hierarchies of "vicarious selectors" that guide their behavior toward fitness. LLMs, by contrast, are allopoietic and allotelic: they produce outputs for others, and their goals derive from user prompts rather than an autonomous drive. They lack the intrinsic motivation for self-preservation, dominance, or resource competition that underlies existential-risk scenarios, and the embodied vulnerability required for feeling or suffering. Still, because LLMs learn statistical patterns from human-generated text, they implicitly absorb human values as well as knowledge, allowing them to focus on what is relevant. That is why the "orthogonality thesis" separating intelligence from values does not apply to them. Such separation would in fact expose any intelligence to the frame problem: the combinatorial explosion of the search space that makes any realistic utility function physically uncomputable. That also precludes the convergence of instrumental values thesis. We conclude that the real alignment challenge lies not in preventing rogue AI agency, but in ensuring LLMs intelligently apply learned ethical values.

submitted chapter for book: T. Veloz & C. Rittberg (Eds.), AI and Human Values. Springer

Computers and Society (cs.CY); Artificial Intelligence (cs.AI)

arXiv:2608.03361 [cs.CY]

(or arXiv:2608.03361v1 [cs.CY] for this version)

https://doi.org/10.48550/arXiv.2608.03361 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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