aiqbench analysis
This research addresses a critical bottleneck in pluralistic LLM alignment by mathematically decoupling competing value dimensions to eliminate spillover effects during inference-time steering. By deriving a zero-cost correction based on activation norms, the method significantly boosts the net impact of specific value interventions without requiring fine-tuning or reward models. This advancement enables more precise and independent control over diverse stakeholder preferences in large language models.
Spillover-Aware Multi-Value Steering for Pluralistic LLM Alignment
arXiv:2609.05800v1 Announce Type: new Abstract: Activation steering controls LLM behavior at inference time by adding learned directions to hidden states, but existing methods handle one concept at a time. Pluralistic alignment, where different stakeholders need different value emphases, requires steering multiple dimensions simultaneously. We show that naive steering produces substantial spillover: the effect intended for one value leaks into others. This parallels the treatment-versus-spillover decomposition in causal inference. We trace spillover to geometric entanglement of steering directions, captured by their Gram matrix, and derive a zero-cost correction from an activation-norm-penalized objective that decouples each direction's contribution exactly. Our end-to-end pipeline requires no fine-tuning, no reward model, and no manual prompt engineering: given only domain questions, it automatically discovers value dimensions, extracts directions, diagnoses entanglement, and applies corrected steering. On climate discourse, the correction improves the net steering effect from +5.9% to +14.0%, validated over 100,000 pairwise judgments.
Abstract:Activation steering controls LLM behavior at inference time by adding learned directions to hidden states, but existing methods handle one concept at a time. Pluralistic alignment, where different stakeholders need different value emphases, requires steering multiple dimensions simultaneously. We show that naive steering produces substantial spillover: the effect intended for one value leaks into others. This parallels the treatment-versus-spillover decomposition in causal inference. We trace spillover to geometric entanglement of steering directions, captured by their Gram matrix, and derive a zero-cost correction from an activation-norm-penalized objective that decouples each direction's contribution exactly. Our end-to-end pipeline requires no fine-tuning, no reward model, and no manual prompt engineering: given only domain questions, it automatically discovers value dimensions, extracts directions, diagnoses entanglement, and applies corrected steering. On climate discourse, the correction improves the net steering effect from +5.9% to +14.0%, validated over 100,000 pairwise judgments.
Artificial Intelligence (cs.AI)
arXiv:2609.05800 [cs.AI]
(or arXiv:2609.05800v1 [cs.AI] for this version)
https://doi.org/10.48550/arXiv.2609.05800 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 236 words
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