Spectral origin of the topological gap exponent d + {\eta}: mechanism, kernel, decomposition, and scope

Abstract:The topological gap $\Delta$ -- the excess $H_1$ total persistence of a critical point cloud over a density-matched null -- scales as $\Delta \sim L^{d+\eta}$. We derive this analytically: the spectral integral $I(\alpha) = \sum_{k\neq 0} S_{\mathrm{conn}}(k)\,|k|^{\alpha}$ scales as $L^{2-\alpha-\eta}$ when IR-dominated, giving $I(-2\eta) \sim L^{d+\eta}$. The decomposition $I(-2\eta) = I_0 \cdot I_{\mathrm{shape}}$ separates volume ($I_0 \propto N(1-m^2) \sim L^d$) from anomalous dimension ($I_{\mathrm{shape}} \sim L^{\eta}$); the volume factor accounts for the magnetization-driven per-configuration variance of $\Delta$. We prove the mechanism requires $d < 2 + \eta$ (IR dominance), confining it to $d = 2$ for physical systems; in $d = 3$ the spectral integral is UV-dominated, explaining why density normalization is needed. An $\alpha$-sweep for Potts $q = 4$ at $L = 32$--$256$ finds $\alpha_{\mathrm{opt}}$ in $[-0.75, -0.5]$, consistent with $-2\eta_{\mathrm{Ising}}$ and inconsistent with $-2\eta_{q=4} = -1$; we flag this as tentative pending $L \geq 1024$ confirmation. The $\langle m^2 \cdot I(-2\eta)\rangle$ hyperscaling product is dominated by the correlation $r(m^2, I) \approx -0.98$ via the shared $I_0$ amplitude, so we report it as a covariance-correction analysis. Under a heuristic argument extending Divol--Polonik to inhomogeneous Poisson intensities, the bare PH kernel is flat; the effective kernel acquires $k$-dependence only at criticality. The per-configuration agreement between $\Delta$ and $I(-0.5)$ is primarily a magnetization correlation: $R^2 = 0.91$ at $L = 256$ collapses to $R^2 \approx 0$ once $|M|$ is partialed out. Per-configuration evidence corroborates the $I_0$ Parseval identity but not the $|k|^{-2\eta}$ shape factor; the latter is established by ensemble $L$-scaling.

Machine Learning (cs.LG); Statistical Mechanics (cond-mat.stat-mech); Algebraic Topology (math.AT)

arXiv:2609.09159 [cs.LG]

(or arXiv:2609.09159v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2609.09159 Focus to learn more arXiv-issued DOI via DataCite

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