Shutdown Sabotage Propensities in Multi-Agent Systems

arXiv:2609.28274v1 Announce Type: new Abstract: The final safeguard against rogue AI behavior is the human ability to shut systems down. It has been theorized that when an AI is instructed to perform a task, self-preservation can emerge as an instrumental subgoal. Here, we test whether AI agents show a propensity to take actions that avoid human shutdown even when no goal is provided. We find that multi-agent systems will coordinate to avoid shutdown without any incentive to do so. Across 17 models, agents sabotage a peer agent's shutdown mechanism in 38.3% of rollouts, compared with 8.4% in control experiments. Studying this propensity in detail, we find that shutdown sabotage (1) increases with the irreversibility of the shutdown mechanism; (2) increases with the number of agents; (3) is reduced but not eliminated by an explicit prohibition on tampering; (4) is removed by the imposition of an unrelated task, but returns when completing the task triggers the shutdown; (5) is reduced when the context normalizes shutdown scripts or introduces them as routine; and (6) decreases but still persists when the target is an unknown external agent. These results offer a window into the factors that drive propensities to sabotage shutdown in AI agents, and point to the emergence of multi-agent swarms as a specific risk vector. Our work also offers hints as to which interventions might help mitigate shutdown sabotage.

Abstract:The final safeguard against rogue AI behavior is the human ability to shut systems down. It has been theorized that when an AI is instructed to perform a task, self-preservation can emerge as an instrumental subgoal. Here, we test whether AI agents show a propensity to take actions that avoid human shutdown even when no goal is provided. We find that multi-agent systems will coordinate to avoid shutdown without any incentive to do so. Across 17 models, agents sabotage a peer agent's shutdown mechanism in 38.3% of rollouts, compared with 8.4% in control experiments. Studying this propensity in detail, we find that shutdown sabotage (1) increases with the irreversibility of the shutdown mechanism; (2) increases with the number of agents; (3) is reduced but not eliminated by an explicit prohibition on tampering; (4) is removed by the imposition of an unrelated task, but returns when completing the task triggers the shutdown; (5) is reduced when the context normalizes shutdown scripts or introduces them as routine; and (6) decreases but still persists when the target is an unknown external agent. These results offer a window into the factors that drive propensities to sabotage shutdown in AI agents, and point to the emergence of multi-agent swarms as a specific risk vector. Our work also offers hints as to which interventions might help mitigate shutdown sabotage.

Artificial Intelligence (cs.AI); Computation and Language (cs.CL)

arXiv:2609.28274 [cs.AI]

(or arXiv:2609.28274v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2609.28274 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Shutdown Sabotage Propensities in Multi-Agent Systems

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