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This paper provides a rigorous theoretical unification of self-supervised representation learning by deriving two distinct training paradigms from mutual information lower bounds. It demonstrates that common architectural choices, such as stop-gradient operations and predictor networks, are principled mechanisms rather than mere heuristics for preventing representation collapse. By framing existing methods as specific instances or approximations of these derived paradigms, the work offers a clearer understanding of how learning objectives dictate model design in unsupervised settings.
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Self-Supervised Representation Learning as Mutual Information Maximization

arXiv3 min read

arXiv:2510.01345v2 Announce Type: replace Abstract: Self-supervised representation learning (SSRL) has demonstrated remarkable empirical success, yet its underlying principles remain insufficiently understood. While recent works attempt to unify SSRL methods by examining their information-theoretic objectives or summarizing their heuristics for preventing representation collapse, architectural elements like predictor networks, stop-gradient operations, and statistical regularizers are often viewed as empirically motivated additions. In this paper, we adopt a first-principles approach and investigate whether the learning objective of an SSRL algorithm dictates its possible optimization strategies and model design choices. In particular, by starting from a variational mutual information (MI) lower bound, we derive two training paradigms, namely Self-Distillation MI (SDMI) and Joint MI (JMI), each imposing distinct structural constraints and covering a set of existing SSRL algorithms. SDMI relies on alternating optimization, in which stop-gradient operations serve as a principled mechanism for realizing the alternating updates. In contrast, JMI admits joint optimization through symmetric architectures without such components. Under the proposed formulation, predictor networks in SDMI and statistical regularizers in JMI emerge as tractable surrogates for the MI objective. We show that many existing SSRL methods are specific instances or approximations of these two paradigms. This paper provides a theoretical explanation for the choices of different architectural components of existing SSRL methods, going beyond heuristic conveniences.

Abstract:Self-supervised representation learning (SSRL) has demonstrated remarkable empirical success, yet its underlying principles remain insufficiently understood. While recent works attempt to unify SSRL methods by examining their information-theoretic objectives or summarizing their heuristics for preventing representation collapse, architectural elements like predictor networks, stop-gradient operations, and statistical regularizers are often viewed as empirically motivated additions. In this paper, we adopt a first-principles approach and investigate whether the learning objective of an SSRL algorithm dictates its possible optimization strategies and model design choices. In particular, by starting from a variational mutual information (MI) lower bound, we derive two training paradigms, namely Self-Distillation MI (SDMI) and Joint MI (JMI), each imposing distinct structural constraints and covering a set of existing SSRL algorithms. SDMI relies on alternating optimization, in which stop-gradient operations serve as a principled mechanism for realizing the alternating updates. In contrast, JMI admits joint optimization through symmetric architectures without such components. Under the proposed formulation, predictor networks in SDMI and statistical regularizers in JMI emerge as tractable surrogates for the MI objective. We show that many existing SSRL methods are specific instances or approximations of these two paradigms. This paper provides a theoretical explanation for the choices of different architectural components of existing SSRL methods, going beyond heuristic conveniences.

Published in Transactions on Machine Learning Research (TMLR), 09/2026. OpenReview: this https URL

Machine Learning (cs.LG)

arXiv:2510.01345 [cs.LG]

(or arXiv:2510.01345v2 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2510.01345 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 313 words

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