aiqbench analysis
This research advances model-based planning by introducing a second-order estimator that reduces sample complexity from $\widetilde O(\varepsilon^{-4})$ to $\widetilde O(\varepsilon^{-3})$. The method leverages an optimal-transport-smoothed Bellman backup with a Lipschitz Hessian to achieve this improvement while maintaining closed-form solutions and unbiased estimators.
Second-Order Smooth Planning with Optimal-Transport Bellman Smoothing
arXiv:2609.06484v1 Announce Type: new Abstract: Planning with a generative model aims to estimate the value of a state using as few simulator calls as possible. SmoothCruiser achieves problem-independent complexity $\widetilde O(\varepsilon^{-4})$ by exploiting the smoothness of the entropy-regularized Bellman backup, but its estimator is only first-order. We show that the sample-complexity exponent of SmoothCruiser-type planners is governed by the order $\beta$ of the local Taylor remainder, giving oracle complexity $\widetilde O(\varepsilon^{-(2+2/(\beta-1))})$: the first-order case $\beta=2$ recovers SmoothCruiser, while a second-order/cubic remainder $\beta=3$ yields $\widetilde O(\varepsilon^{-3})$. We reach this regime with an optimal-transport-smoothed Bellman backup over action distributions, which has a closed form, a policy gradient, and a Lipschitz Hessian, and whose quadratic correction admits an unbiased cross-product estimator. The resulting SecondOrderSmoothCruiser achieves $\widetilde O(\varepsilon^{-3})$ oracle complexity for fixed OT parameters, and we relate the OT, entropy-regularized, and unregularized objectives through explicit regularization-bias bounds.
Abstract:Planning with a generative model aims to estimate the value of a state using as few simulator calls as possible. SmoothCruiser achieves problem-independent complexity $\widetilde O(\varepsilon^{-4})$ by exploiting the smoothness of the entropy-regularized Bellman backup, but its estimator is only first-order. We show that the sample-complexity exponent of SmoothCruiser-type planners is governed by the order $\beta$ of the local Taylor remainder, giving oracle complexity $\widetilde O(\varepsilon^{-(2+2/(\beta-1))})$: the first-order case $\beta=2$ recovers SmoothCruiser, while a second-order/cubic remainder $\beta=3$ yields $\widetilde O(\varepsilon^{-3})$. We reach this regime with an optimal-transport-smoothed Bellman backup over action distributions, which has a closed form, a policy gradient, and a Lipschitz Hessian, and whose quadratic correction admits an unbiased cross-product estimator. The resulting SecondOrderSmoothCruiser achieves $\widetilde O(\varepsilon^{-3})$ oracle complexity for fixed OT parameters, and we relate the OT, entropy-regularized, and unregularized objectives through explicit regularization-bias bounds.
Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
arXiv:2609.06484 [cs.LG]
(or arXiv:2609.06484v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2609.06484 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 235 words
