aiqbench analysis
This paper introduces SFAC, a novel offline-to-online reinforcement learning method that improves diffusion policies using KL-regularized updates and Doob h-transforms for drift correction. By deriving finite-sample bounds that isolate specific error sources like critic estimation and sampling budget constraints, the authors provide rigorous theoretical grounding for advancing continuous-control tasks. The work represents a significant step toward stabilizing policy improvement in complex environments where traditional gradient methods struggle with multimodal action distributions.
Schr\"odinger--F\"ollmer Actor--Critic: Diffusion Policy Improvement with Finite-Sample Analysis
arXiv:2609.33239v1 Announce Type: cross Abstract: Diffusion policies represent multimodal action distributions, but an advantage-weighted update does not specify how to sample from the resulting target distribution. We propose Schr\"odinger--F\"ollmer Actor--Critic (SFAC), an offline-to-online reinforcement learning (RL) method for Kullback--Leibler (KL)-regularized policy improvement through conditional diffusion. A minimax Bellman critic estimates the advantage function, which defines an exponentially tilted target policy. A Doob $h$-transform expresses this update as a correction to the reference diffusion drift. We derive a posterior-mean representation of the correction and estimate it using paired self-normalized importance sampling (SNIS). Supervised regression on these drift targets updates the neural actor without critic action gradients. In the small-update regime, the KL-regularized update follows the natural policy-gradient direction, and the Doob correction represents the same local change in the space of diffusion drifts. Under suitable conditions, we derive finite-sample bounds that separate the effects of critic estimation, neural drift regression, finite-sample SNIS, diffusion discretization, and inherited actor error on expected average policy suboptimality. Synthetic experiments assess the accuracy of approximation to prescribed advantage-tilted targets and sensitivity to sampling budgets. On six offline-to-online continuous-control tasks, a reference-anchored implementation achieves higher final-window returns than those of its corresponding offline initialization.
Abstract:Diffusion policies represent multimodal action distributions, but an advantage-weighted update does not specify how to sample from the resulting target distribution. We propose Schrödinger--Föllmer Actor--Critic (SFAC), an offline-to-online reinforcement learning (RL) method for Kullback--Leibler (KL)-regularized policy improvement through conditional diffusion. A minimax Bellman critic estimates the advantage function, which defines an exponentially tilted target policy. A Doob $h$-transform expresses this update as a correction to the reference diffusion drift. We derive a posterior-mean representation of the correction and estimate it using paired self-normalized importance sampling (SNIS). Supervised regression on these drift targets updates the neural actor without critic action gradients. In the small-update regime, the KL-regularized update follows the natural policy-gradient direction, and the Doob correction represents the same local change in the space of diffusion drifts. Under suitable conditions, we derive finite-sample bounds that separate the effects of critic estimation, neural drift regression, finite-sample SNIS, diffusion discretization, and inherited actor error on expected average policy suboptimality. Synthetic experiments assess the accuracy of approximation to prescribed advantage-tilted targets and sensitivity to sampling budgets. On six offline-to-online continuous-control tasks, a reference-anchored implementation achieves higher final-window returns than those of its corresponding offline initialization.
Machine Learning (stat.ML); Machine Learning (cs.LG)
arXiv:2609.33239 [stat.ML]
(or arXiv:2609.33239v1 [stat.ML] for this version)
https://doi.org/10.48550/arXiv.2609.33239 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 289 words
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