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This research addresses a critical safety gap in autonomous agent systems by proposing a state-bound runtime assurance layer that dynamically validates approvals against current facts, policies, and authority before execution. By separating probabilistic model outputs from deterministic adjudication, the framework prevents actions based on outdated information, effectively mitigating risks where an initially valid decision becomes invalid due to subsequent changes in the operational environment. The study demonstrates this approach through a scripted replay of 42 cases, showing its ability to intercept and compensate for invalidated approvals that static point-in-time checks would miss.
Source coveringarXiv

Runtime Control for AI Agents: Closing the Evaluation--Execution Gap in Operational Workflows

arXiv2 min read

arXiv:2610.27480v1 Announce Type: new Abstract: Language-model agents increasingly participate in operational workflows where approvals, binds, and payments create commitments. An approval valid when issued may no longer authorize execution after relevant facts, evidence, policy, or authority change. We call this the evaluation--execution gap. We specify a state-bound runtime assurance layer that separates probabilistic measurement from deterministic adjudication, binds an execution allowance to the decision-relevant basis of an approval, invalidates that allowance after relevant logged changes, and rechecks admissibility at dispatch. This distinguishes the continued validity of a prior approval from a current-state policy check. We describe eight failure modes, an assurance model, a reference architecture, and prospective interventions with retrospective remediation. In a scripted 42-case replay, the state-bound configuration identifies 15 later-invalidated approvals that a deliberately non-re-evaluating point-in-time comparator does not revisit; it holds 14 affected actions before dispatch and compensates one landed effect. These results illustrate behavior under the stipulated policies and event orders, not superiority over dispatch-time enforcement designs or production effectiveness. Under explicit interception, ingestion, dependency, and serialization assumptions, the model establishes dispatch-time validity within the registered execution surface.

Abstract:Language-model agents increasingly participate in operational workflows where approvals, binds, and payments create commitments. An approval valid when issued may no longer authorize execution after relevant facts, evidence, policy, or authority change. We call this the evaluation--execution gap. We specify a state-bound runtime assurance layer that separates probabilistic measurement from deterministic adjudication, binds an execution allowance to the decision-relevant basis of an approval, invalidates that allowance after relevant logged changes, and rechecks admissibility at dispatch. This distinguishes the continued validity of a prior approval from a current-state policy check. We describe eight failure modes, an assurance model, a reference architecture, and prospective interventions with retrospective remediation. In a scripted 42-case replay, the state-bound configuration identifies 15 later-invalidated approvals that a deliberately non-re-evaluating point-in-time comparator does not revisit; it holds 14 affected actions before dispatch and compensates one landed effect. These results illustrate behavior under the stipulated policies and event orders, not superiority over dispatch-time enforcement designs or production effectiveness. Under explicit interception, ingestion, dependency, and serialization assumptions, the model establishes dispatch-time validity within the registered execution surface.

Artificial Intelligence (cs.AI)

arXiv:2610.27480 [cs.AI]

(or arXiv:2610.27480v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2610.27480 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 271 words