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This research introduces RSPO, a novel framework for regularized self-play policy optimization that addresses critical over-optimization issues in large language model alignment. By unifying prior methods and ensuring convergence to Nash equilibrium, the approach delivers measurable improvements in win rates and response diversity across multiple base models. The work provides a robust theoretical foundation for advancing self-play techniques in preference optimization without relying on external reward models.
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RSPO: Regularized Self-Play Alignment of Large Language Models

arXiv2 min read

arXiv:2503.00030v3 Announce Type: replace-cross Abstract: Self-play-based policy optimization has emerged as an effective approach for fine-tuning large language models (LLMs), formulating preference optimization as a two-player game. However, the regularization with respect to the reference policy, which is crucial for mitigating over-optimization, has been insufficiently investigated in self-play alignment. To study the impact of different regularization strategies, we propose Regularized Self-Play Policy Optimization (RSPO), a novel framework that unifies prior methods and enables simple plug-and-play regularizers, meanwhile preserving convergence to Nash equilibrium of the corresponding regularized game. We empirically show that RSPO with appropriate regularizers can substantially improve the length-controlled win rate (LCWR) on AlpacaEval-2 across a range of base models, while also achieving consistently superior performance on Arena-Hard, MT-Bench, ArmoRM, and response diversity. In particular, RSPO improves unregularized self-play baseline (SPPO) on AlpacaEval-2 LCWR from $28.5\%$ to $ 35.4\%$ with base model Mistral-7B, from $38.77\%$ to $43.66\%$ with LLaMA-8B, and from $50.54\%$ to $51.83\%$ with Gemma-2B. Combining simplicity, convergence guarantees, and significant empirical gains, RSPO offers a strong foundation for exploring regularized self-play in alignment. Code is available at https://github.com/xiaohangt/RSPO

Abstract:Self-play-based policy optimization has emerged as an effective approach for fine-tuning large language models (LLMs), formulating preference optimization as a two-player game. However, the regularization with respect to the reference policy, which is crucial for mitigating over-optimization, has been insufficiently investigated in self-play alignment. To study the impact of different regularization strategies, we propose Regularized Self-Play Policy Optimization (RSPO), a novel framework that unifies prior methods and enables simple plug-and-play regularizers, meanwhile preserving convergence to Nash equilibrium of the corresponding regularized game. We empirically show that RSPO with appropriate regularizers can substantially improve the length-controlled win rate (LCWR) on AlpacaEval-2 across a range of base models, while also achieving consistently superior performance on Arena-Hard, MT-Bench, ArmoRM, and response diversity. In particular, RSPO improves unregularized self-play baseline (SPPO) on AlpacaEval-2 LCWR from $28.5\%$ to $ 35.4\%$ with base model Mistral-7B, from $38.77\%$ to $43.66\%$ with LLaMA-8B, and from $50.54\%$ to $51.83\%$ with Gemma-2B. Combining simplicity, convergence guarantees, and significant empirical gains, RSPO offers a strong foundation for exploring regularized self-play in alignment. Code is available at this https URL

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2503.00030 [cs.LG]

(or arXiv:2503.00030v3 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2503.00030 Focus to learn more arXiv-issued DOI via DataCite

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