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This research addresses order sensitivity in evidence-grounded binary adjudication by formalizing an expectation-realization gap and introducing analytical bounds like the Quantified Martingale Violation (QMV) to predict dispersion. The authors propose an Information Sufficiency Ratio (ISR) gate that significantly reduces hallucination rates while allowing for strategic abstention on ambiguous inputs. For practitioners building verifier-backed systems, these findings offer a rigorous framework for managing position-dependent risks and quantifying information sufficiency without relying on universal calibration claims.
Source coveringarXiv

Predictable Compression Failures: Order Sensitivity and Information Budgeting for Evidence-Grounded Binary Adjudication

arXiv2 min read

arXiv:2509.11208v3 Announce Type: replace-cross Abstract: Transformers used for evidence-grounded binary adjudication (e.g., support/refute, yes/no, or verifier-backed pass/fail decisions) can be sensitive to the order in which exchangeable evidence is presented, producing dispersion across permutations and unreliable attempted answers under a verifier-relative Bernoulli predicate. We treat evidence order as a nuisance variable and formalize an expectation-realization gap: next-token training can minimize expected conditional description length over orderings while a fixed ordering remains position-sensitive. Our Quantified Martingale Violation (QMV) bound predicts the dispersion induced by adjacent-rank positional sensitivity, with $O(\log n)$ growth in the harmonic regime; our Expectation-level Decompression Law (EDFL) specializes a KL convexity/data-processing bound to Bernoulli predicates, yielding Bits-to-Trust (B2T), Risk-of-Hallucination (RoH), and an Information Sufficiency Ratio (ISR) gate for answer/abstain decisions. On 3,059 grounded items from FEVER, HotpotQA, NQ-Open, PopQA, and Controls, we observe logarithmic dispersion and positive Jensen gains from uniform permutation mixtures. In one pre-specified held-out audit (528 items), the analytically fixed ISR$=1$ gate attains 0.0-0.7% hallucination with 20.6-27.9% abstention (95% CIs), supporting the operating point without claiming universal calibration across all model families or unrestricted generation.

Abstract:Transformers used for evidence-grounded binary adjudication (e.g., support/refute, yes/no, or verifier-backed pass/fail decisions) can be sensitive to the order in which exchangeable evidence is presented, producing dispersion across permutations and unreliable attempted answers under a verifier-relative Bernoulli predicate. We treat evidence order as a nuisance variable and formalize an expectation-realization gap: next-token training can minimize expected conditional description length over orderings while a fixed ordering remains position-sensitive. Our Quantified Martingale Violation (QMV) bound predicts the dispersion induced by adjacent-rank positional sensitivity, with $O(\log n)$ growth in the harmonic regime; our Expectation-level Decompression Law (EDFL) specializes a KL convexity/data-processing bound to Bernoulli predicates, yielding Bits-to-Trust (B2T), Risk-of-Hallucination (RoH), and an Information Sufficiency Ratio (ISR) gate for answer/abstain decisions. On 3,059 grounded items from FEVER, HotpotQA, NQ-Open, PopQA, and Controls, we observe logarithmic dispersion and positive Jensen gains from uniform permutation mixtures. In one pre-specified held-out audit (528 items), the analytically fixed ISR$=1$ gate attains 0.0-0.7% hallucination with 20.6-27.9% abstention (95% CIs), supporting the operating point without claiming universal calibration across all model families or unrestricted generation.

Machine Learning (stat.ML); Machine Learning (cs.LG)

arXiv:2509.11208 [stat.ML]

(or arXiv:2509.11208v3 [stat.ML] for this version)

Full text under the publisher's open licence · 189 words