aiqbench analysis
This autonomous study rigorously tests whether solid-state physics principles like area laws can compress small language models, ultimately falsifying most hypotheses regarding Wannier function sparsity and tensor-train embeddings. The findings suggest that attention heads in models up to 350M parameters operate in critical or glassy regimes rather than behaving as Kohn-nearsighted insulators, while larger models show no compression gains from these specific mappings. These negative results provide a crucial reality check for researchers seeking to bridge condensed matter theory with neural network architecture.
Pre-registered tests of solid-state-physics-inspired LLM compression: a cluster-level negative result at small-language-model scale
arXiv:2609.34292v1 Announce Type: cross Abstract: We report a three-month autonomous research-agent program testing five solid-state-physics-inspired compression mappings on pretrained language models, with predictions committed to git before any pilot data and a 3-sigma gate deciding PASS or SHELVE. The common anchor -- area-law / Kohn-nearsighted decay of the one-particle density matrix -- has a distance face (P001 Wannier, P002 tight-binding) and a rank face (P003 DMRG-truncated MLPs, P005 Wilson-RG, P011 tensor-train embeddings). P005 was pre-empted at Phase 1; three of four Phase-3 pilots were falsified. On the attention face, GPT-2-medium attention-versus-distance is best fit by a stretched exponential in 12 of 16 median-layer heads once probe padding is excluded, and a tight-binding cutoff costs +96% perplexity (P002); on Pythia-160M the Wannier sparsity 0.054 +/- 0.004 is indistinguishable from PCA, random-Haar and identity baselines (P001). On the rank face, per-token tensor-train bond dimension does not track surprisal (r = 0.016 vs a pre-registered 0.65) and the format inflates rather than compresses (P011). P003 is mixed: its scaling claim shelved (r = -0.434), its MPO premise died at stage-0, and its cross-paper check, r = 0.523 as first written, collapses to 0.047 under the same correction, leaving both cross-paper checks null. The results invert the pre-registered prediction that most attention heads behave like Kohn-nearsighted insulators, pointing instead to critical, glassy or heavy-tailed regimes; the inversion is specific to the <= 350M scale tested, while the rank-face no-gain result held to 7-8B. We contribute the pre-registration + 3-sigma + cluster-framing + append-only-catalogue discipline -- including why our own enforcement gate was designed but not deployed -- four pre-registered negative results with full data release, and the inversion. The catalogue holds eighteen concluded studies, seventeen negative.
Abstract:We report a three-month autonomous research-agent program testing five solid-state-physics-inspired compression mappings on pretrained language models, with predictions committed to git before any pilot data and a 3-sigma gate deciding PASS or SHELVE. The common anchor -- area-law / Kohn-nearsighted decay of the one-particle density matrix -- has a distance face (P001 Wannier, P002 tight-binding) and a rank face (P003 DMRG-truncated MLPs, P005 Wilson-RG, P011 tensor-train embeddings). P005 was pre-empted at Phase 1; three of four Phase-3 pilots were falsified. On the attention face, GPT-2-medium attention-versus-distance is best fit by a stretched exponential in 12 of 16 median-layer heads once probe padding is excluded, and a tight-binding cutoff costs +96% perplexity (P002); on Pythia-160M the Wannier sparsity 0.054 +/- 0.004 is indistinguishable from PCA, random-Haar and identity baselines (P001). On the rank face, per-token tensor-train bond dimension does not track surprisal (r = 0.016 vs a pre-registered 0.65) and the format inflates rather than compresses (P011). P003 is mixed: its scaling claim shelved (r = -0.434), its MPO premise died at stage-0, and its cross-paper check, r = 0.523 as first written, collapses to 0.047 under the same correction, leaving both cross-paper checks null. The results invert the pre-registered prediction that most attention heads behave like Kohn-nearsighted insulators, pointing instead to critical, glassy or heavy-tailed regimes; the inversion is specific to the <= 350M scale tested, while the rank-face no-gain result held to 7-8B. We contribute the pre-registration + 3-sigma + cluster-framing + append-only-catalogue discipline -- including why our own enforcement gate was designed but not deployed -- four pre-registered negative results with full data release, and the inversion. The catalogue holds eighteen concluded studies, seventeen negative.
Disordered Systems and Neural Networks (cond-mat.dis-nn); Materials Science (cond-mat.mtrl-sci); Other Condensed Matter (cond-mat.other); Machine Learning (cs.LG)
arXiv:2609.34292 [cond-mat.dis-nn]
(or arXiv:2609.34292v1 [cond-mat.dis-nn] for this version)
https://doi.org/10.48550/arXiv.2609.34292 arXiv-issued DOI via DataCite (pending registration)
From: J. Q. Lu [view email] [v1] Mon, 28 Sep 2026 04:38:14 UTC (1,193 KB)
Full text under the publisher's open licence · 323 words
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