aiqbench analysis
MpSub introduces a derivative-free optimization technique for fine-tuning large language models that eliminates the need for learning rate tuning by leveraging momentum within a low-dimensional subspace. This approach significantly reduces memory overhead associated with backpropagation while achieving performance comparable to existing zeroth-order methods like MeZO. The method is particularly relevant for scenarios where gradient computation is infeasible or costly, offering a scalable alternative for full-parameter fine-tuning.
MpSub: A Momentum $p$-Dimensional Subspace Trust-Region Method for Derivative-Free Fine-Tuning of Large Language Models
arXiv:2609.07666v1 Announce Type: new Abstract: Full-parameter fine-tuning of large language models has substantial memory costs because backpropagation stores activations and gradients. Zeroth-order optimization avoids this by estimating update directions from loss evaluations, but existing methods require tuning a sensitive learning rate for each model and task. We propose the momentum $p$-dimensional subspace trust-region method (MpSub). At each iteration, MpSub searches within a $p$-dimensional subspace: one direction preserves historical momentum from the most recent accepted step, while the remaining directions explore via fresh random sampling. The subspace gradient is estimated by central differences, a trial step is computed from a linear trust-region model, and the trust-region radius adapts according to the agreement between predicted and observed loss reduction, eliminating the learning rate. For LLM fine-tuning, evaluations within an iteration share a minibatch, and directions are regenerated in place from seeds, using forward passes alone. For smooth deterministic objectives under unorthogonalized Gaussian directions, we bound the finite-difference error, quantify gradient energy captured by the subspace, and prove that $\lim_{k\to\infty} \|\nabla f(x_k)\|_2 = 0$ almost surely under a safeguarded radius update. Under a matched budget of 8,400 training-objective forward passes, we fine-tune OPT-125M and OPT-350M on CommitmentBank. With the same preset parameters at both model sizes, MpSub attains mean test accuracies of 0.673 and 0.690 over three seeds, matching tuned MeZO (0.685) without any learning-rate search.
Abstract:Full-parameter fine-tuning of large language models has substantial memory costs because backpropagation stores activations and gradients. Zeroth-order optimization avoids this by estimating update directions from loss evaluations, but existing methods require tuning a sensitive learning rate for each model and task. We propose the momentum $p$-dimensional subspace trust-region method (MpSub). At each iteration, MpSub searches within a $p$-dimensional subspace: one direction preserves historical momentum from the most recent accepted step, while the remaining directions explore via fresh random sampling. The subspace gradient is estimated by central differences, a trial step is computed from a linear trust-region model, and the trust-region radius adapts according to the agreement between predicted and observed loss reduction, eliminating the learning rate. For LLM fine-tuning, evaluations within an iteration share a minibatch, and directions are regenerated in place from seeds, using forward passes alone. For smooth deterministic objectives under unorthogonalized Gaussian directions, we bound the finite-difference error, quantify gradient energy captured by the subspace, and prove that $\lim_{k\to\infty} \|\nabla f(x_k)\|_2 = 0$ almost surely under a safeguarded radius update. Under a matched budget of 8,400 training-objective forward passes, we fine-tune OPT-125M and OPT-350M on CommitmentBank. With the same preset parameters at both model sizes, MpSub attains mean test accuracies of 0.673 and 0.690 over three seeds, matching tuned MeZO (0.685) without any learning-rate search.
Machine Learning (cs.LG); Optimization and Control (math.OC)
arXiv:2609.07666 [cs.LG]
(or arXiv:2609.07666v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2609.07666 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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