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This research establishes a rigorous framework for evaluating pre-execution oversight in LLMs, demonstrating that longer review windows increase false rejections rather than improving discrimination. The study identifies that optimal safety monitoring occurs at a unit of one or two actions, warning against the common pitfall of relying solely on "catch" rates without accounting for observation deprivation. This work provides essential methodological tools for building trustworthy AI control systems by isolating verification units and reporting clean baseline series.
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More Rejective, Not More Discriminative: The Unit of Verification in Pre-Execution LLM Oversight

arXiv3 min read

arXiv:2608.23941v1 Announce Type: new Abstract: Pre-execution oversight is core to trusted monitoring in AI control: a fallible LLM monitor vets planned actions before irreversible execution. Over-blocking forfeits usefulness and pressures deployers to disable it. Every protocol must fix a unit of verification: how many actions one call reviews. Existing designs take the unit as given; its effect on fallible monitors is unmeasured. Natural traces cannot isolate it: review length co-varies with error type and position. Catch alone misleads: rejecting everything catches everything. Measuring this needs boundary variation alone and a matched clean control. We introduce the twin-prefix framework, which supplies both. Each gold plan yields a prefix with one injected, environment-accepted error and a clean twin differing in one write. Judging each pair at five nested lengths ties verdict changes to the unit alone. Discrimination is scored by pre-registered informedness, catch minus false rejection. Longer review raises catch; false rejection climbs in lockstep. Informedness peaks at one or two actions for all six judges in both domains: longer windows make zero-shot monitors more rejective, not more discriminative. Replaying withheld observations traces the failure largely to observation deprivation. Safety cases should state the unit and co-report the clean series. Our framework is the first controlled, pre-registered instrument for this choice and never reads catch alone. Our calibrated short unit recovers up to 0.95 informedness over eight-action review, and no tested label-blind policy consistently beats it.

Abstract:Pre-execution oversight is core to trusted monitoring in AI control: a fallible LLM monitor vets planned actions before irreversible execution. Over-blocking forfeits usefulness and pressures deployers to disable it. Every protocol must fix a unit of verification: how many actions one call reviews. Existing designs take the unit as given; its effect on fallible monitors is unmeasured. Natural traces cannot isolate it: review length co-varies with error type and position. Catch alone misleads: rejecting everything catches everything. Measuring this needs boundary variation alone and a matched clean control. We introduce the twin-prefix framework, which supplies both. Each gold plan yields a prefix with one injected, environment-accepted error and a clean twin differing in one write. Judging each pair at five nested lengths ties verdict changes to the unit alone. Discrimination is scored by pre-registered informedness, catch minus false rejection. Longer review raises catch; false rejection climbs in lockstep. Informedness peaks at one or two actions for all six judges in both domains: longer windows make zero-shot monitors more rejective, not more discriminative. Replaying withheld observations traces the failure largely to observation deprivation. Safety cases should state the unit and co-report the clean series. Our framework is the first controlled, pre-registered instrument for this choice and never reads catch alone. Our calibrated short unit recovers up to 0.95 informedness over eight-action review, and no tested label-blind policy consistently beats it.

Artificial Intelligence (cs.AI)

arXiv:2608.23941 [cs.AI]

(or arXiv:2608.23941v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2608.23941 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 323 words

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