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This study provides an information-theoretic explanation for grokking in modular arithmetic tasks, framing the phenomenon as a competition between memorization and generalization speeds relative to model capacity. By identifying the parameter scale where these timescales intersect, the research offers a predictive framework for understanding how larger models transition from rote memorization to algorithmic insight without immediate generalization. This work advances mechanistic interpretability by formalizing learning dynamics through measurable timescales rather than relying solely on circuit efficiency or lazy-to-rich transitions.
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Model Capacity Determines Grokking through Competing Memorisation and Generalisation Speeds

arXiv2 min read

arXiv:2605.09724v2 Announce Type: replace Abstract: Existing accounts of grokking explain the phenomena in terms of mechanistic frameworks such as circuit efficiency or lazy-to-rich transitions. However, despite a known dependence between grokking and model size, how model capacity shapes grokking remains an open question. We give an information-theoretic account of this relationship on the task of modular arithmetic, showing that grokking does not immediately occur when a model becomes large enough to memorise the training set, but rather emerges as the outcome of a competition between two measurable timescales: a memorisation speed $T_{\text{mem}}(P)$ and a generalisation speed $T_{\text{gen}}(P)$, both of which are functions of model parameter count $P$. Adapting the information capacity framework of Morris et al. (2025), we estimate $T_{\text{mem}}(P)$ on random-label data of equivalent complexity and $T_{\text{gen}}(P)$ on the modular task itself, and show that grokking emerges close to the parameter scale where these timescales intersect. The framework also suggests an empirical model for predicting memorisation speed given model capacity and dataset complexity, recovering the previously reported empirical observation that larger models memorise faster. Overall, we motivate the formalisation of different learning timescales as important abstractions to study when explaining how model capacity shapes grokking on algorithmic tasks.

Abstract:Existing accounts of grokking explain the phenomena in terms of mechanistic frameworks such as circuit efficiency or lazy-to-rich transitions. However, despite a known dependence between grokking and model size, how model capacity shapes grokking remains an open question. We give an information-theoretic account of this relationship on the task of modular arithmetic, showing that grokking does not immediately occur when a model becomes large enough to memorise the training set, but rather emerges as the outcome of a competition between two measurable timescales: a memorisation speed $T_{\text{mem}}(P)$ and a generalisation speed $T_{\text{gen}}(P)$, both of which are functions of model parameter count $P$. Adapting the information capacity framework of Morris et al. (2025), we estimate $T_{\text{mem}}(P)$ on random-label data of equivalent complexity and $T_{\text{gen}}(P)$ on the modular task itself, and show that grokking emerges close to the parameter scale where these timescales intersect. The framework also suggests an empirical model for predicting memorisation speed given model capacity and dataset complexity, recovering the previously reported empirical observation that larger models memorise faster. Overall, we motivate the formalisation of different learning timescales as important abstractions to study when explaining how model capacity shapes grokking on algorithmic tasks.

Machine Learning (cs.LG)

arXiv:2605.09724 [cs.LG]

(or arXiv:2605.09724v2 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2605.09724 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 286 words

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