aiqbench analysis
This research addresses the critical issue of LLM over-refusal by identifying internal routing conflicts within transformer attention mechanisms as the root cause. The authors propose Semantic Routing Calibration (SRC), a training-free inference framework that dynamically suppresses hypersensitive safety heads to restore model responsiveness without compromising intrinsic safety. This work advances the field of AI alignment by offering a mechanistic solution to balance safety constraints with functional utility in large language models.
Mitigating LLM Over-Refusal via Dynamic Semantic Routing Calibratione
arXiv:2609.25049v1 Announce Type: cross Abstract: Large language models (LLMs) aligned for safety often suffer from over-refusal, incorrectly rejecting benign yet safety-related instructions. Prior studies primarily attribute this to static representation overlap, largely overlooking the underlying dynamic mechanisms. In this paper, we present the mechanistic analysis of over-refusal through the lens of internal routing conflicts within transformer attention. We discover that a sparse subset of Hypersensitive Safety Heads misfires on Hard-Safe prompts, exhibiting abnormal attention entanglement that forcefully binds harmless target entities to refusal semantics. This triggers a severe, high-entropy routing conflict that deprives target entities of necessary attention. To counteract this, we propose Semantic Routing Calibration (SRC), a lightweight, training-free inference framework. SRC precisely localizes and dynamically suppresses these hypersensitive safety heads at the inference stage. Coupled with a dual-branch logits fusion that acts as a safety regularizer during subsequent decoding, SRC seamlessly restores trustworthy reasoning. Extensive experiments demonstrate that SRC alleviates over-refusal, with intrinsic safety performance preserved as much as feasible.
Abstract:Large language models (LLMs) aligned for safety often suffer from over-refusal, incorrectly rejecting benign yet safety-related instructions. Prior studies primarily attribute this to static representation overlap, largely overlooking the underlying dynamic mechanisms. In this paper, we present the mechanistic analysis of over-refusal through the lens of internal routing conflicts within transformer attention. We discover that a sparse subset of Hypersensitive Safety Heads misfires on Hard-Safe prompts, exhibiting abnormal attention entanglement that forcefully binds harmless target entities to refusal semantics. This triggers a severe, high-entropy routing conflict that deprives target entities of necessary attention. To counteract this, we propose Semantic Routing Calibration (SRC), a lightweight, training-free inference framework. SRC precisely localizes and dynamically suppresses these hypersensitive safety heads at the inference stage. Coupled with a dual-branch logits fusion that acts as a safety regularizer during subsequent decoding, SRC seamlessly restores trustworthy reasoning. Extensive experiments demonstrate that SRC alleviates over-refusal, with intrinsic safety performance preserved as much as feasible.
Computation and Language (cs.CL); Artificial Intelligence (cs.AI)
arXiv:2609.25049 [cs.CL]
(or arXiv:2609.25049v1 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2609.25049 Focus to learn more arXiv-issued DOI via DataCite
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