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This research advances mechanistic interpretability by using sparse autoencoders to reliably steer high-level semantic attributes, such as personality traits, within Large Language Models. The study demonstrates a novel "Functional Faithfulness" effect where internal feature intervention produces coherent behavioral shifts, offering a robust alternative to existing activation steering techniques. This work is critical for understanding how LLMs encode complex concepts and for developing precise control mechanisms over model outputs.
Mechanistic Knobs in LLMs: Retrieving and Steering High-Order Semantic Features via Sparse Autoencoders
arXiv:2601.02978v3 Announce Type: replace-cross Abstract: Recent work in Mechanistic Interpretability (MI) has enabled the identification and intervention of internal features in Large Language Models (LLMs). However, a persistent challenge lies in linking such internal features to the reliable control of complex, behavior-level semantic attributes in language generation. In this paper, we propose a Sparse Autoencoder-based framework for retrieving and steering semantically interpretable internal features associated with high-level linguistic behaviors. Our method employs a contrastive feature retrieval pipeline based on controlled semantic oppositions, combing statistical activation analysis and generation-based validation to distill monosemantic functional features from sparse activation spaces. Using the Big Five personality traits as a case study, we demonstrate that our method enables precise, bidirectional steering of model behavior while maintaining superior stability and performance compared to existing activation steering methods like Contrastive Activation Addition (CAA). We further identify an empirical effect, which we term Functional Faithfulness, whereby intervening on a specific internal feature induces coherent and predictable shifts across multiple linguistic dimensions aligned with the target semantic attribute. Our findings suggest that LLMs internalize deeply integrated representations of high-order concepts, and provide a novel, robust mechanistic path for the regulation of complex AI behaviors.
Abstract:Recent work in Mechanistic Interpretability (MI) has enabled the identification and intervention of internal features in Large Language Models (LLMs). However, a persistent challenge lies in linking such internal features to the reliable control of complex, behavior-level semantic attributes in language generation. In this paper, we propose a Sparse Autoencoder-based framework for retrieving and steering semantically interpretable internal features associated with high-level linguistic behaviors. Our method employs a contrastive feature retrieval pipeline based on controlled semantic oppositions, combing statistical activation analysis and generation-based validation to distill monosemantic functional features from sparse activation spaces. Using the Big Five personality traits as a case study, we demonstrate that our method enables precise, bidirectional steering of model behavior while maintaining superior stability and performance compared to existing activation steering methods like Contrastive Activation Addition (CAA). We further identify an empirical effect, which we term Functional Faithfulness, whereby intervening on a specific internal feature induces coherent and predictable shifts across multiple linguistic dimensions aligned with the target semantic attribute. Our findings suggest that LLMs internalize deeply integrated representations of high-order concepts, and provide a novel, robust mechanistic path for the regulation of complex AI behaviors.
The paper has been substantially restructured, and the new version has been submitted as arXiv:2607.26853
Computation and Language (cs.CL); Artificial Intelligence (cs.AI)
arXiv:2601.02978 [cs.CL]
(or arXiv:2601.02978v3 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2601.02978 Focus to learn more arXiv-issued DOI via DataCite
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Full text under the publisher's open licence · 302 words
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