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This paper introduces Topo^2, a novel framework that uses persistent homology to causally separate generalization from memorization in deep networks trained on noisy labels. By treating these phenomena as distinct geometric channels, the authors establish measurable laws governing how memory costs scale with model capacity and propose interventions like FM0 to maximize generalization while minimizing memorization. This work advances fundamental understanding of neural network behavior, moving beyond empirical observation to provide a topological basis for analyzing capacity constraints.
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Measuring Memory and Generalization as Separable Geometric Channels: The Topo^2 Framework

arXiv3 min read

arXiv:2608.30487v1 Announce Type: cross Abstract: Deep networks trained on noisy labels simultaneously generalize on clean data and memorize flipped labels. These are usually conflated as pressures on one capacity. We present Topo^2, a measurement framework that makes them causally separable, measurable, and law-governed. Persistent-homology H1 structure of the representation space separates into a within-class manifold channel (a function of the training stopping point) and a cross-class channel (a monotone readout of memorized flipped samples). An intervention, the FM0 prescription (zero loss on flipped samples from epoch 0), reaches each setting's generalization ceiling while memorizing essentially nothing. Within the framework we establish a law set with graded evidence: (L2) FM0 separation prescription (9/9); (L1) the within-channel as a training-position function (mid-rise 6/6; convergence-back CIFAR 3/3, SVHN 2/3); (L3) a ring-construction identity (definitional, not a law); and TLS (memory-generalization topological layering): memory is causally additive, anchored (silencing clean collapses the representation), invertible (stripping memory restores near-ceiling generalization), and quantitatively billable (the memorization cost law, effective slope coefficient C ~ 0.38 at the reference capacity: CIFAR-10 0.3801 / SVHN 0.3806 / CIFAR-100 0.384 / VGG 0.3715, capacity-dependent in general and traced to clean-sample feature displacement). We also publish the framework's boundaries: a falsification ledger of nine dead ends, and an instrument-vindication section that excludes six families of global statistics as explanations of the within-channel. The framework turns "memorization" from an ill-defined capacity into a measurable, separable, invertible topological layer.

Abstract:Deep networks trained on noisy labels simultaneously generalize on clean data and memorize flipped labels. These are usually conflated as pressures on one capacity. We present Topo^2, a measurement framework that makes them causally separable, measurable, and law-governed. Persistent-homology H1 structure of the representation space separates into a within-class manifold channel (a function of the training stopping point) and a cross-class channel (a monotone readout of memorized flipped samples). An intervention, the FM0 prescription (zero loss on flipped samples from epoch 0), reaches each setting's generalization ceiling while memorizing essentially nothing. Within the framework we establish a law set with graded evidence: (L2) FM0 separation prescription (9/9); (L1) the within-channel as a training-position function (mid-rise 6/6; convergence-back CIFAR 3/3, SVHN 2/3); (L3) a ring-construction identity (definitional, not a law); and TLS (memory-generalization topological layering): memory is causally additive, anchored (silencing clean collapses the representation), invertible (stripping memory restores near-ceiling generalization), and quantitatively billable (the memorization cost law, effective slope coefficient C ~ 0.38 at the reference capacity: CIFAR-10 0.3801 / SVHN 0.3806 / CIFAR-100 0.384 / VGG 0.3715, capacity-dependent in general and traced to clean-sample feature displacement). We also publish the framework's boundaries: a falsification ledger of nine dead ends, and an instrument-vindication section that excludes six families of global statistics as explanations of the within-channel. The framework turns "memorization" from an ill-defined capacity into a measurable, separable, invertible topological layer.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2608.30487 [cs.LG]

(or arXiv:2608.30487v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2608.30487 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 328 words

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