aiqbench analysis
This study provides a critical mechanistic analysis of how large language models generate harmful responses, identifying a sparse set of parameters responsible for unsafe compliance. By demonstrating that these harmful components are separable from general utility and shared across different harm types, the research offers a pathway to more targeted safety interventions without significantly degrading model performance. These findings deepen our understanding of alignment training's internal effects on model behavior and highlight the dissociation between recognizing harm and generating it.
Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types
arXiv:2604.09544v3 Announce Type: replace-cross Abstract: Large language models remain vulnerable to jailbreaks that elicit harmful responses, yet the mechanism behind harmful response generation is poorly understood. Here, we investigate how this capability is organized within model parameters. We identify and prune parameters that specifically support harmful compliance, providing a direct mechanistic analysis at the parameter level. We find that this capability depends on a sparse set of critical parameters: pruning these parameters substantially reduces harmful compliance while causing only limited degradation in benign capabilities, suggesting that key components of harmful generation are separable from those of general utility. Parameters identified from one harm category also reduce harmful responses in others, indicating components shared across harm types. This separability appears primarily in aligned models, suggesting that alignment training internally reshapes the harmful response mechanism even when behavioral safeguards remain brittle. We further show that harmful response generation is dissociable from the ability to recognize and reason about harmfulness. Finally, we extend our analysis to emergent misalignment and identify a sparse set of parameters contributing to it, with substantial sharing across fine-tuning domains. Together, these results reveal a consistent parameter-level organization underlying unsafe behaviors and point toward more principled interventions for improving model safety.
Abstract:Large language models remain vulnerable to jailbreaks that elicit harmful responses, yet the mechanism behind harmful response generation is poorly understood. Here, we investigate how this capability is organized within model parameters. We identify and prune parameters that specifically support harmful compliance, providing a direct mechanistic analysis at the parameter level. We find that this capability depends on a sparse set of critical parameters: pruning these parameters substantially reduces harmful compliance while causing only limited degradation in benign capabilities, suggesting that key components of harmful generation are separable from those of general utility. Parameters identified from one harm category also reduce harmful responses in others, indicating components shared across harm types. This separability appears primarily in aligned models, suggesting that alignment training internally reshapes the harmful response mechanism even when behavioral safeguards remain brittle. We further show that harmful response generation is dissociable from the ability to recognize and reason about harmfulness. Finally, we extend our analysis to emergent misalignment and identify a sparse set of parameters contributing to it, with substantial sharing across fine-tuning domains. Together, these results reveal a consistent parameter-level organization underlying unsafe behaviors and point toward more principled interventions for improving model safety.
Computation and Language (cs.CL); Artificial Intelligence (cs.AI); Machine Learning (cs.LG)
arXiv:2604.09544 [cs.CL]
(or arXiv:2604.09544v3 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2604.09544 Focus to learn more arXiv-issued DOI via DataCite
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Full text under the publisher's open licence · 296 words
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