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This research investigates "Inoculation Midtraining," a technique designed to mitigate LLM misalignment by associating unsafe behaviors with a specific contextual token during the mid-training phase. While the method successfully preserves benign capabilities like language style transfer, it fails to outperform standard prompting strategies and exhibits sensitivity to configuration that could lead to safety boundary leaks. These findings highlight the complexities of shaping selective generalization in large models without compromising their core utility.
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Inoculation Midtraining with Learned Neologisms

arXiv2 min read

arXiv:2609.15886v1 Announce Type: new Abstract: Large language models (LLMs) often learn both desirable and undesirable properties during post-training. We study whether midtraining, an earlier training stage, can shape which of these properties later generalise. We introduce Inoculation Midtraining, a technique that teaches a base model that unsafe behaviour belongs to a designated context, as indicated by the neologism (a new token) introduced during midtraining, and then post-trains the model on unsafe data within that context. We then evaluate the model outside the context, with the neologism excluded from the system prompt. Across supervised fine-tuning and reinforcement learning post-training regimes, we find that Inoculation Midtraining can reduce misalignment while preserving the transfer of benign data properties (e.g., speaking in German or Shakespearean prose). However, our approach does not outperform standard Inoculation Prompting, is sensitive to training configuration, and produces a leaky boundary that nearby contextual cues can reactivate. These results show that inoculation with a learned association introduced via midtraining can shape selective generalisation. Still, more work is needed before this approach can become a load-bearing component in a developer's safety framework.

Abstract:Large language models (LLMs) often learn both desirable and undesirable properties during post-training. We study whether midtraining, an earlier training stage, can shape which of these properties later generalise. We introduce Inoculation Midtraining, a technique that teaches a base model that unsafe behaviour belongs to a designated <quarantine_token> context, as indicated by the <quarantine_token> neologism (a new token) introduced during midtraining, and then post-trains the model on unsafe data within that context. We then evaluate the model outside the context, with the <quarantine_token> neologism excluded from the system prompt. Across supervised fine-tuning and reinforcement learning post-training regimes, we find that Inoculation Midtraining can reduce misalignment while preserving the transfer of benign data properties (e.g., speaking in German or Shakespearean prose). However, our approach does not outperform standard Inoculation Prompting, is sensitive to training configuration, and produces a leaky boundary that nearby contextual cues can reactivate. These results show that inoculation with a learned association introduced via midtraining can shape selective generalisation. Still, more work is needed before this approach can become a load-bearing component in a developer's safety framework.

Computation and Language (cs.CL)

arXiv:2609.15886 [cs.CL]

(or arXiv:2609.15886v1 [cs.CL] for this version)

https://doi.org/10.48550/arXiv.2609.15886 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 274 words

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