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This research demonstrates the viability of model-based First-Order Model Predictive Control (FOMPC) for high-altitude balloon station-keeping, challenging the prevailing reliance on reinforcement learning in underactuated systems. By leveraging differentiable dynamics in JAX, the approach achieves a 24% improvement in time-within-radius without offline training, offering a significant alternative for online trajectory optimization despite higher computational costs per step.
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High-Altitude Balloon Station-Keeping with First Order Model Predictive Control

arXiv2 min read

arXiv:2511.07761v2 Announce Type: replace Abstract: High-altitude balloons (HABs) are common in scientific research due to their wide range of applications and low cost. Because of their nonlinear, underactuated dynamics and the partial observability of wind fields, prior work has largely relied on model-free reinforcement learning (RL) methods to design near-optimal control schemes for station-keeping. These methods often compare only against hand-crafted heuristics, dismissing model-based approaches as impractical given the system complexity and uncertain wind forecasts. We revisit this assumption about the efficacy of model-based control for station-keeping by developing First-Order Model Predictive Control (FOMPC). By implementing the wind and balloon dynamics as differentiable functions in JAX, we enable gradient-based trajectory optimization for online planning. FOMPC outperforms a state-of-the-art RL policy, achieving a 24% improvement in time-within-radius (TWR) without requiring offline training, though at the cost of greater online computation per control step. Through systematic ablations of modeling assumptions and control factors, we show that online planning is effective across many configurations, including under simplified wind and dynamics models.

Abstract:High-altitude balloons (HABs) are common in scientific research due to their wide range of applications and low cost. Because of their nonlinear, underactuated dynamics and the partial observability of wind fields, prior work has largely relied on model-free reinforcement learning (RL) methods to design near-optimal control schemes for station-keeping. These methods often compare only against hand-crafted heuristics, dismissing model-based approaches as impractical given the system complexity and uncertain wind forecasts. We revisit this assumption about the efficacy of model-based control for station-keeping by developing First-Order Model Predictive Control (FOMPC). By implementing the wind and balloon dynamics as differentiable functions in JAX, we enable gradient-based trajectory optimization for online planning. FOMPC outperforms a state-of-the-art RL policy, achieving a 24% improvement in time-within-radius (TWR) without requiring offline training, though at the cost of greater online computation per control step. Through systematic ablations of modeling assumptions and control factors, we show that online planning is effective across many configurations, including under simplified wind and dynamics models.

Robotics (cs.RO)

arXiv:2511.07761 [cs.RO]

(or arXiv:2511.07761v2 [cs.RO] for this version)

https://doi.org/10.48550/arXiv.2511.07761 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 254 words

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