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This research provides a formal analysis of functional equivalence in Transformer architectures, specifically demonstrating how rotary positional encodings (RoPE) reduce symmetry groups to enhance model expressivity compared to sinusoidal variants. By linking these architectural choices to linear mode connectivity and alignment algorithms, the study offers theoretical grounding for current industry shifts toward RoPE-based models.
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Functional Equivalence in Attention: A Comprehensive Study with Applications to Linear Mode Connectivity

arXiv2 min read

arXiv:2606.17830v1 Announce Type: new Abstract: Neural network parameter spaces are inherently non-injective, as distinct parameter configurations can realize identical functions through functional equivalence. While this symmetry is well understood in classical fully connected and convolutional models, it becomes substantially more intricate in modern attention-based architectures. Existing analyses of multihead attention have largely focused on the vanilla formulation, overlooking positional encodings that fundamentally reshape architectural symmetries. In this work, we provide a formal study of functional equivalence in Transformers with positional encodings. Focusing on the two most widely used variants--sinusoidal and rotary positional encodings (RoPE)--we show that sinusoidal encodings preserve the equivalence structure of vanilla attention, whereas rotary encodings significantly reduce the symmetry group, thereby enhancing expressivity. This offers a principled explanation for the growing prominence of RoPE in practice. We further examine how positional encodings affect linear mode connectivity, and through an alignment algorithm, empirically demonstrate that the presence and variability of connectivity across Transformer settings crucially depend on the positional encoding.

Abstract:Neural network parameter spaces are inherently non-injective, as distinct parameter configurations can realize identical functions through functional equivalence. While this symmetry is well understood in classical fully connected and convolutional models, it becomes substantially more intricate in modern attention-based architectures. Existing analyses of multihead attention have largely focused on the vanilla formulation, overlooking positional encodings that fundamentally reshape architectural symmetries. In this work, we provide a formal study of functional equivalence in Transformers with positional encodings. Focusing on the two most widely used variants--sinusoidal and rotary positional encodings (RoPE)--we show that sinusoidal encodings preserve the equivalence structure of vanilla attention, whereas rotary encodings significantly reduce the symmetry group, thereby enhancing expressivity. This offers a principled explanation for the growing prominence of RoPE in practice. We further examine how positional encodings affect linear mode connectivity, and through an alignment algorithm, empirically demonstrate that the presence and variability of connectivity across Transformer settings crucially depend on the positional encoding.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI)

arXiv:2606.17830 [cs.LG]

(or arXiv:2606.17830v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2606.17830 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 254 words

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