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This research shifts the focus of autonomous penetration testing from raw capability metrics to critical assurance properties like evidence grounding and enforced authorization within the runtime harness. By formalizing these safety constraints and identifying existing gaps in open-source implementations, the paper provides a necessary framework for deploying LLM agents in authorized security engagements without compromising auditability or scope integrity.
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From Capability to Assurance in Autonomous Penetration-Testing Harnesses: A Framework and Reference Implementation

arXiv3 min read

arXiv:2609.22664v1 Announce Type: cross Abstract: Research on large language model agents for penetration testing is evaluated almost entirely by capability: whether the agent captures a flag or reproduces a proof of concept. That metric suits a benchmark but is silent on the properties that decide whether an autonomous agent can be used in an authorized engagement: whether a reported finding is true, whether the agent stayed inside its authorized scope, and whether an operator can audit what it did. We call these assurance properties and argue that they belong to the harness, the runtime wrapping the model, and can be enforced in code. This paper makes three contributions. First, we define a framework of five assurance properties (evidence grounding, non destructive claim reduction, computed severity, enforced authorization, and tamper evident accountability), each with a formal model and an explicit acceptance test, connected to prior work in capability based security, tamper evident logging, and software provenance. Second, we position representative systems (PentestGPT, the Cochise reference harness, MAPTA, and the trajectory judge PentestJudge) within the framework using published coding criteria, and identify a consistent assurance gap. Third, we study one open source implementation, NeuroSploit, pinned to an exact commit, reporting its architecture, its complexity cost, and a content addressed artifact bundle from a run against a public deliberately vulnerable target. We execute the deterministic authorization and audit acceptance tests directly and find and report a real enforcement gap, which we reflect by scoring both properties as partial. We therefore claim an initial existence argument that the properties are realizable together, not a comparative performance result, and we specify the multi target, ablation, and adversarial evaluation protocol required to turn the framework obligations into measurements.

Abstract:Research on large language model agents for penetration testing is evaluated almost entirely by capability: whether the agent captures a flag or reproduces a proof of concept. That metric suits a benchmark but is silent on the properties that decide whether an autonomous agent can be used in an authorized engagement: whether a reported finding is true, whether the agent stayed inside its authorized scope, and whether an operator can audit what it did. We call these assurance properties and argue that they belong to the harness, the runtime wrapping the model, and can be enforced in code. This paper makes three contributions. First, we define a framework of five assurance properties (evidence grounding, non destructive claim reduction, computed severity, enforced authorization, and tamper evident accountability), each with a formal model and an explicit acceptance test, connected to prior work in capability based security, tamper evident logging, and software provenance. Second, we position representative systems (PentestGPT, the Cochise reference harness, MAPTA, and the trajectory judge PentestJudge) within the framework using published coding criteria, and identify a consistent assurance gap. Third, we study one open source implementation, NeuroSploit, pinned to an exact commit, reporting its architecture, its complexity cost, and a content addressed artifact bundle from a run against a public deliberately vulnerable target. We execute the deterministic authorization and audit acceptance tests directly and find and report a real enforcement gap, which we reflect by scoring both properties as partial. We therefore claim an initial existence argument that the properties are realizable together, not a comparative performance result, and we specify the multi target, ablation, and adversarial evaluation protocol required to turn the framework obligations into measurements.

9 pages, 2 figures, 5 tables. Reference implementation and content-addressed artifact bundle available; deterministic P4/P5 acceptance tests executed; full evaluation protocol specified as future work

Cryptography and Security (cs.CR); Artificial Intelligence (cs.AI)

D.4.6; K.6.5; I.2.11

arXiv:2609.22664 [cs.CR]

(or arXiv:2609.22664v1 [cs.CR] for this version)

https://doi.org/10.48550/arXiv.2609.22664 arXiv-issued DOI via DataCite (pending registration)

Full text under the publisher's open licence · 327 words

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