Finding the Right Balance: Relevance and Diversity in LLM Retrieval

arXiv:2610.09412v1 Announce Type: cross Abstract: Retrieval diversification is widely available in retrieval-augmented generation (RAG) frameworks, yet prior studies disagree on whether it improves retrieval and answer quality. We show that its effectiveness varies primarily with candidate-pool redundancy, in a pattern consistent with the number of distinct evidence pieces a query requires. Using controlled near-duplicate injection and production-style overlapping chunking, we find that diversification harms relevance, evidence coverage and answer quality on clean pools, but becomes beneficial on multi-evidence tasks when redundancy causes nearest-neighbor retrieval to select repeated passages. We therefore introduce a query-adaptive rule that diversifies only when the effective number of distinct documents in the nearest-neighbor top-$k$ selection falls below the query's evidence requirement. Computed from existing embeddings, the rule captures most of the achievable gain, transfers across datasets and encoders and automatically reduces to nearest-neighbor retrieval for single-evidence queries. We also introduce RNG-Score, a geometric reranker with an exact nearest-neighbor fallback whose margin indicates duplicate structure. Overall, we conclude that diversification should be used selectively, based on observable redundancy and evidence requirements.

Abstract:Retrieval diversification is widely available in retrieval-augmented generation (RAG) frameworks, yet prior studies disagree on whether it improves retrieval and answer quality. We show that its effectiveness varies primarily with candidate-pool redundancy, in a pattern consistent with the number of distinct evidence pieces a query requires. Using controlled near-duplicate injection and production-style overlapping chunking, we find that diversification harms relevance, evidence coverage and answer quality on clean pools, but becomes beneficial on multi-evidence tasks when redundancy causes nearest-neighbor retrieval to select repeated passages. We therefore introduce a query-adaptive rule that diversifies only when the effective number of distinct documents in the nearest-neighbor top-$k$ selection falls below the query's evidence requirement. Computed from existing embeddings, the rule captures most of the achievable gain, transfers across datasets and encoders and automatically reduces to nearest-neighbor retrieval for single-evidence queries. We also introduce RNG-Score, a geometric reranker with an exact nearest-neighbor fallback whose margin indicates duplicate structure. Overall, we conclude that diversification should be used selectively, based on observable redundancy and evidence requirements.

36 pages, 8 figures, 13 tables. Code and results: this https URL

Information Retrieval (cs.IR); Computation and Language (cs.CL)

arXiv:2610.09412 [cs.IR]

(or arXiv:2610.09412v1 [cs.IR] for this version)

https://doi.org/10.48550/arXiv.2610.09412 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Finding the Right Balance: Relevance and Diversity in LLM Retrieval

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