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FIDAL introduces a novel federated active learning framework specifically designed to handle real-world distribution shifts and out-of-distribution samples in clinical settings. By automatically rejecting irrelevant outliers without manual threshold tuning, it significantly reduces annotation costs while maintaining high balanced accuracy across multi-center medical imaging benchmarks. This advancement addresses critical challenges in deploying robust AI models for healthcare where data privacy and domain heterogeneity are paramount.
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FIDAL: Diversity-Aware Federated Active Learning Under Real-World Distribution Shifts

arXiv3 min read

arXiv:2609.31637v1 Announce Type: new Abstract: Federated learning enables collaborative model training across institutions without centralizing data, yet high annotation costs, domain shifts, and class imbalance remain major obstacles, especially when irrelevant out-of-distribution (OOD) samples dilute the labeled data. Existing active learning methods target uncertainty or diversity within in-distribution (ID) data and overlook unknown samples in federated clinical settings. We propose FIDAL, an open-set federated active learning framework that combines calibrated global-local evidential uncertainty, support-set diversity weighting, and adaptive OOD rejection. The rejection gate thresholds a foundation-model Gaussian-coverage signal per client and per round with Otsu's criterion, so that highly informative ID samples are queried while irrelevant outliers are excluded without any hand-tuned threshold. Evaluated on three multi-center medical imaging benchmarks (dermatology, histopathology, and mammography with organically occurring artifacts) in realistic open-set scenarios, FIDAL outperforms detector-based open-set methods by up to about 12 percentage points of balanced accuracy and is the only method on the accuracy-ID purity Pareto front of all three benchmarks. At an equal query budget it spends at least 1.3 times fewer annotations on OOD samples than every accuracy-matched baseline, saving an estimated 7-29 hours of expert reading on the mammography benchmark. By labeling only a fraction of the data pool, it matches or exceeds fully supervised performance across modalities. These results highlight the value of integrating uncertainty, diversity, and OOD rejection in open-set federated active learning for medicine.

Abstract:Federated learning enables collaborative model training across institutions without centralizing data, yet high annotation costs, domain shifts, and class imbalance remain major obstacles, especially when irrelevant out-of-distribution (OOD) samples dilute the labeled data. Existing active learning methods target uncertainty or diversity within in-distribution (ID) data and overlook unknown samples in federated clinical settings. We propose FIDAL, an open-set federated active learning framework that combines calibrated global-local evidential uncertainty, support-set diversity weighting, and adaptive OOD rejection. The rejection gate thresholds a foundation-model Gaussian-coverage signal per client and per round with Otsu's criterion, so that highly informative ID samples are queried while irrelevant outliers are excluded without any hand-tuned threshold. Evaluated on three multi-center medical imaging benchmarks (dermatology, histopathology, and mammography with organically occurring artifacts) in realistic open-set scenarios, FIDAL outperforms detector-based open-set methods by up to about 12 percentage points of balanced accuracy and is the only method on the accuracy-ID purity Pareto front of all three benchmarks. At an equal query budget it spends at least 1.3 times fewer annotations on OOD samples than every accuracy-matched baseline, saving an estimated 7-29 hours of expert reading on the mammography benchmark. By labeling only a fraction of the data pool, it matches or exceeds fully supervised performance across modalities. These results highlight the value of integrating uncertainty, diversity, and OOD rejection in open-set federated active learning for medicine.

Machine Learning (cs.LG); Computer Vision and Pattern Recognition (cs.CV)

arXiv:2609.31637 [cs.LG]

(or arXiv:2609.31637v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2609.31637 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 324 words

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