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This paper proposes a personalized federated learning method that replaces the usual l1 and l2 penalties on client-versus-global parameter differences with a nuclear-norm penalty, based on the observation that those differences are approximately low-rank in each layer. It makes the problem tractable by using a factorized form that plain SGD can optimize. The evidence is limited to image classification on three benchmarks, so readers should check whether the gains hold for other architectures, non-image tasks, and heavier client heterogeneity.
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FedLoRD: Personalized Federated Learning based on Low-Rank Structures of Model Parameter Differences

arXiv3 min read

arXiv:2610.17621v1 Announce Type: new Abstract: We propose FedLoRD, a personalized federated learning (PFL) method based on the low-rank structure of the differences between the global and personalized model parameters. PFL is a branch of federated learning that aims to learn models tailored to the local data of each client under biased local data distributions. In its local training, each client learns a personalized model by regularizing the difference between its model parameters and the global ones sent from the server. The regularization function needs to be designed with priors on the model parameter difference; however, the existing PFL methods rely on empirical choices (e.g., $\ell_1$- and $\ell_2$-norms), which do not take into account the actual characteristics of the difference. The resulting mismatch of priors can lead to suboptimal personalized models. To address this issue, we propose a PFL method whose regularizer is built on an observed characteristic of the model parameter differences: they are approximately low-rank at every layer. In our method, we first formulate a local training problem with nuclear norm regularization on the layer-wise differences. We further rewrite this problem via the factorized representation of the nuclear norm so that it can be efficiently solved by a plain stochastic gradient descent method. Image classification experiments on three benchmark datasets demonstrate that FedLoRD outperforms several existing PFL methods.

Abstract:We propose FedLoRD, a personalized federated learning (PFL) method based on the low-rank structure of the differences between the global and personalized model parameters. PFL is a branch of federated learning that aims to learn models tailored to the local data of each client under biased local data distributions. In its local training, each client learns a personalized model by regularizing the difference between its model parameters and the global ones sent from the server. The regularization function needs to be designed with priors on the model parameter difference; however, the existing PFL methods rely on empirical choices (e.g., $\ell_1$- and $\ell_2$-norms), which do not take into account the actual characteristics of the difference. The resulting mismatch of priors can lead to suboptimal personalized models. To address this issue, we propose a PFL method whose regularizer is built on an observed characteristic of the model parameter differences: they are approximately low-rank at every layer. In our method, we first formulate a local training problem with nuclear norm regularization on the layer-wise differences. We further rewrite this problem via the factorized representation of the nuclear norm so that it can be efficiently solved by a plain stochastic gradient descent method. Image classification experiments on three benchmark datasets demonstrate that FedLoRD outperforms several existing PFL methods.

Machine Learning (cs.LG); Signal Processing (eess.SP)

arXiv:2610.17621 [cs.LG]

(or arXiv:2610.17621v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.17621 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 311 words

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