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This paper proposes an adaptive experimental design algorithm (F-CTSD) that allocates samples across subgroups while enforcing fairness constraints, with theoretical sample-complexity and consistency results. The reported gains are modest and come from simulations, and the 4.95% fairness-violation reduction needs context on baselines and settings. For ML readers, it is a useful example of fairness constraints built into bandit-style adaptive allocation, and its practical value depends on how well the guarantees hold outside the paper's assumptions.
Source coveringarXiv

Fairness-Aware Design for Contextual Experiments: Guaranteeing Reliability and Equity in Heterogeneous Subgroups

arXiv2 min read

arXiv:2611.01867v1 Announce Type: new Abstract: Experimental design is critical for evidence-based decision-making in healthcare, marketing, and public policy. However, designing efficient experiments across heterogeneous subgroups presents significant challenges. Existing methods often optimize for statistical power or overall sample efficiency, overlooking crucial fairness considerations across these different subgroups. To address this gap, we introduce a Fairness-Aware Contextual Track-and-Stop Design (F-CTSD) algorithm. The proposed F-CTSD algorithm provides statistical guarantees on subgroup fairness while minimizing required sample sizes. We quantify the fairness-efficiency trade-off and derive the exact sample complexity for the proposed F-CTSD algorithm under its fairness constraints. We further theoretically prove that the proposed F-CTSD algorithm consistently produces accurate treatment effect estimates even under fairness requirements, enhancing statistical reliability. Numerical experiments show that the proposed F-CTSD algorithm outperforms existing methods, achieving higher sample efficiency while reducing subgroup fairness violations by 4.95%.

Abstract:Experimental design is critical for evidence-based decision-making in healthcare, marketing, and public policy. However, designing efficient experiments across heterogeneous subgroups presents significant challenges. Existing methods often optimize for statistical power or overall sample efficiency, overlooking crucial fairness considerations across these different subgroups. To address this gap, we introduce a Fairness-Aware Contextual Track-and-Stop Design (F-CTSD) algorithm. The proposed F-CTSD algorithm provides statistical guarantees on subgroup fairness while minimizing required sample sizes. We quantify the fairness-efficiency trade-off and derive the exact sample complexity for the proposed F-CTSD algorithm under its fairness constraints. We further theoretically prove that the proposed F-CTSD algorithm consistently produces accurate treatment effect estimates even under fairness requirements, enhancing statistical reliability. Numerical experiments show that the proposed F-CTSD algorithm outperforms existing methods, achieving higher sample efficiency while reducing subgroup fairness violations by 4.95%.

Artificial Intelligence (cs.AI)

arXiv:2611.01867 [cs.AI]

(or arXiv:2611.01867v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2611.01867 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 228 words