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The paper addresses the critical disconnect between improving benchmark scores and actual latent model properties by introducing EvalSafetyGap as an organizing hypothesis for evaluation-safety failures. It synthesizes diverse evidence streams to propose a shared vocabulary that clarifies how capability, behavioral safety, and governance metrics diverge under optimization pressure. This work provides essential diagnostic tools for researchers aiming to move beyond rank-generating audits toward transparent, auditable alignment practices in large language models.
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EvalSafetyGap: A Hybrid Survey and Conceptual Framework for LLM Evaluation-Safety Failures

arXiv3 min read

arXiv:2606.30219v3 Announce Type: replace Abstract: LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample ($n = 10$), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson $r = +0.232$, $p = 0.520$), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.

Abstract:LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample ($n = 10$), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson $r = +0.232$, $p = 0.520$), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.

This manuscript is a 80-page hybrid survey and conceptual framework on LLM evaluation and AI-safety failures. It includes 8 figures and multiple evidence-synthesis tables, covering literature from 2018 to 2026. The paper introduces the EvalSafetyGap framework and reports a structured audit of 10 LLMs. It is submitted as a review/survey article and is not currently under consideration elsewhere

Artificial Intelligence (cs.AI); Computation and Language (cs.CL); Machine Learning (cs.LG); Software Engineering (cs.SE)

arXiv:2606.30219 [cs.AI]

(or arXiv:2606.30219v3 [cs.AI] for this version)

Full text under the publisher's open licence · 325 words

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