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This research introduces EmoStance, a method that steers frozen instruction-tuned LLMs to generate empathetic responses by controlling affective orientation through emoji-based weak supervision. By inducing a latent control space from multi-annotator emoji distributions rather than gold labels, the approach significantly improves contextual specificity and perceived responsiveness in dialogue systems. The work advances machine learning techniques for modeling nuanced emotional states without requiring extensive retraining of base models.
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EmoStance: Response-Side Affective-Orientation Control for Empathetic Response Generation via Emoji Weak Supervision

arXiv2 min read

arXiv:2609.02133v1 Announce Type: cross Abstract: Empathetic response generation requires models to decide not only what to say, but also how to respond to the previous speaker's affective situation. We formulate this as response-side affective-orientation control and use multi-annotator emoji distributions as weak affective--attitudinal evidence, rather than as output symbols or gold labels, to induce a latent control space that operationally approximates listener stance. We construct EmojiDialogue, an utterance-level extension of EmpatheticDialogues with emoji votes and confidence scores, and propose EmoStance, which models source-side affective expression, predicts a soft response-side orientation from dialogue context and speaker roles, and steers a frozen instruction-tuned LLM through continuous prefix embeddings. In blind pairwise evaluation with 20 annotators and 800 judgments, EmoStance achieves a 62.2% decisive win rate, with the clearest gains in contextual specificity and perceived responsiveness, while remaining complementary to external-knowledge methods. Code, annotation metadata, and reconstruction scripts are available in our GitHub repository: https://github.com/18277390221/EmoStance.

Abstract:Empathetic response generation requires models to decide not only what to say, but also how to respond to the previous speaker's affective situation. We formulate this as response-side affective-orientation control and use multi-annotator emoji distributions as weak affective--attitudinal evidence, rather than as output symbols or gold labels, to induce a latent control space that operationally approximates listener stance. We construct EmojiDialogue, an utterance-level extension of EmpatheticDialogues with emoji votes and confidence scores, and propose EmoStance, which models source-side affective expression, predicts a soft response-side orientation from dialogue context and speaker roles, and steers a frozen instruction-tuned LLM through continuous prefix embeddings. In blind pairwise evaluation with 20 annotators and 800 judgments, EmoStance achieves a 62.2% decisive win rate, with the clearest gains in contextual specificity and perceived responsiveness, while remaining complementary to external-knowledge methods. Code, annotation metadata, and reconstruction scripts are available in our GitHub repository: this https URL.

Artificial Intelligence (cs.AI); Computation and Language (cs.CL)

arXiv:2609.02133 [cs.AI]

(or arXiv:2609.02133v1 [cs.AI] for this version)

https://doi.org/10.48550/arXiv.2609.02133 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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