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This research identifies the origin of the $1/3$ neural scaling law in LLMs, attributing it to attention heads concentrating on specific information rather than the language modeling head. By demonstrating that logit magnitudes grow with this exponent across multiple softmax functions, the study suggests that the mechanism driving Transformer efficiency is intrinsic to the attention process itself. This finding provides a theoretical foundation for understanding training bottlenecks and optimizing future model architectures without relying solely on empirical observation.
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Emergent One-Third Scaling Law as Attention Tries to Concentrate

arXiv2 min read

arXiv:2609.32100v1 Announce Type: new Abstract: The neural scaling law relating longer training to better performance through a power law is central to today's large language models (LLMs), yet its origin remains debated. One recent proposal is that power laws can emerge from the strong non-linearity of a single softmax head learning peaked distributions. What happens with multiple softmax functions, as in LLMs, is unclear. Here, we show through toy models that any softmax learning peaked distributions, regardless of its position in the model, can develop logit magnitudes that grow in a power law with exponent $1/3$, becoming a training bottleneck whose loss contribution decays as a power law with the same exponent $1/3$. The overall loss therefore obeys $1/3$ scaling whenever at least one softmax learns peaked distributions. We confirm that many softmax functions in LLMs learn peaked distributions and that LLM loss scaling matches this $1/3$ prediction. Moreover, logit growth dynamics reveal that attention heads, rather than the language modeling head, are the bottleneck likely driving the $1/3$ loss scaling in LLMs. Attention trying to concentrate on specific information, which is the heart of Transformers, may therefore also be the heart of the neural scaling law of training.

Abstract:The neural scaling law relating longer training to better performance through a power law is central to today's large language models (LLMs), yet its origin remains debated. One recent proposal is that power laws can emerge from the strong non-linearity of a single softmax head learning peaked distributions. What happens with multiple softmax functions, as in LLMs, is unclear. Here, we show through toy models that any softmax learning peaked distributions, regardless of its position in the model, can develop logit magnitudes that grow in a power law with exponent $1/3$, becoming a training bottleneck whose loss contribution decays as a power law with the same exponent $1/3$. The overall loss therefore obeys $1/3$ scaling whenever at least one softmax learns peaked distributions. We confirm that many softmax functions in LLMs learn peaked distributions and that LLM loss scaling matches this $1/3$ prediction. Moreover, logit growth dynamics reveal that attention heads, rather than the language modeling head, are the bottleneck likely driving the $1/3$ loss scaling in LLMs. Attention trying to concentrate on specific information, which is the heart of Transformers, may therefore also be the heart of the neural scaling law of training.

Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Machine Learning (stat.ML)

arXiv:2609.32100 [cs.LG]

(or arXiv:2609.32100v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2609.32100 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 294 words

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