aiqbench analysis
This research proposes using reinforcement learning (GRPO) to fine-tune language models for document optimization, effectively treating retrieval enhancement as an offline alignment problem. By transforming documents to better match query distributions without needing internal retriever weights, the method allows smaller embedding models to outperform significantly larger and more expensive alternatives on code and visual tasks. The approach demonstrates that strategic document representation learning can bridge performance gaps between lightweight and heavyweight AI infrastructure in information retrieval systems.
Document Optimization for Black-Box Retrieval via Reinforcement Learning
arXiv:2604.05087v3 Announce Type: replace Abstract: Document expansion is a classical technique for improving retrieval quality, and is attractive since it shifts computation offline, avoiding additional query-time processing. However, when applied to modern retrievers, it has been shown to degrade performance, often introducing noise that obfuscates the discriminative signal. We recast document expansion as a document optimization problem: a language model or a vision language model is fine-tuned to transform documents into representations that better align with the expected query distribution under a target retriever, using GRPO with the retriever's ranking improvements as rewards. This approach requires only black-box access to retrieval ranks, and is applicable across single-vector, multi-vector and lexical retrievers. We evaluate our approach on code retrieval and visual document retrieval (VDR) tasks. We find that learned document transformations yield retrieval gains and in many settings enable smaller, more efficient retrievers to outperform larger ones. For example, applying document optimization to OpenAI text-embedding-3-small model improves nDCG5 on code (58.7 to 66.8) and VDR (53.3 to 57.6), even slightly surpassing the 6.5X more expensive OpenAI text-embedding-3-large model (66.3 on code; 57.0 on VDR). When retriever weights are accessible, document optimization is often competitive with fine-tuning, and in some settings their combination performs best, improving Jina-ColBERT-V2 from 55.8 to 63.3 on VDR and from 48.6 to 61.8 on code retrieval.
Abstract:Document expansion is a classical technique for improving retrieval quality, and is attractive since it shifts computation offline, avoiding additional query-time processing. However, when applied to modern retrievers, it has been shown to degrade performance, often introducing noise that obfuscates the discriminative signal. We recast document expansion as a document optimization problem: a language model or a vision language model is fine-tuned to transform documents into representations that better align with the expected query distribution under a target retriever, using GRPO with the retriever's ranking improvements as rewards. This approach requires only black-box access to retrieval ranks, and is applicable across single-vector, multi-vector and lexical retrievers. We evaluate our approach on code retrieval and visual document retrieval (VDR) tasks. We find that learned document transformations yield retrieval gains and in many settings enable smaller, more efficient retrievers to outperform larger ones. For example, applying document optimization to OpenAI text-embedding-3-small model improves nDCG5 on code (58.7 to 66.8) and VDR (53.3 to 57.6), even slightly surpassing the 6.5X more expensive OpenAI text-embedding-3-large model (66.3 on code; 57.0 on VDR). When retriever weights are accessible, document optimization is often competitive with fine-tuning, and in some settings their combination performs best, improving Jina-ColBERT-V2 from 55.8 to 63.3 on VDR and from 48.6 to 61.8 on code retrieval.
Computation and Language (cs.CL); Information Retrieval (cs.IR)
arXiv:2604.05087 [cs.CL]
(or arXiv:2604.05087v3 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2604.05087 Focus to learn more arXiv-issued DOI via DataCite
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Full text under the publisher's open licence · 310 words
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