Do Flatter Minima Drive Better Generalization? An Algorithmic Separation in Grokking

Title:Do Flatter Minima Drive Better Generalization? An Algorithmic Separation in Grokking

Abstract:Flat loss landscapes have long been linked to better generalization in neural networks. However, its role as a causal mechanism for generalization is less established. Grokking provides an unique testbed to understand this distinction: models are prone to fit observed data using non-generalizing structure and remain in that regime for prolonged periods, transitioning to generalization only under particular training conditions. In this work, we study whether flat loss landscapes can act as a driving mechanism in this transition. While recent work has argued for flatness as a necessary geometric condition for this transition, we find that biasing training toward flatter solutions using sharpness-aware minimization (SAM) is insufficient to reliably induce this transition, despite producing flatter solutions. However, when SAM is paired with mechanisms that drive generalization such as weight decay, an interesting property emerges: SAM can accelerate the transition to generalizing solutions by up to 4x at the epoch-level. We theoretically untangle this relationship between SAM and weight decay using a minimal interpolating two-layer ReLU model with both memorizing and generalizing solutions. We show that even in this simple setup, flatness alone cannot distinguish a memorizing solution from a generalizing one, while weight decay favors generalizing solutions. However, under a local stability analysis, there exists a window where a memorizing interpolant is locally stable under gradient descent but unstable under SAM in the low-norm regime, which can explain SAM's ability to accelerate this transition. Overall, our results provide a more interpretable account of the role of flatness in driving generalization, especially in settings where models are vulnerable to minimizing loss through learning non-generalizing structure.

Machine Learning (cs.LG)

arXiv:2610.11206 [cs.LG]

(or arXiv:2610.11206v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2610.11206 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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