aiqbench analysis
This research identifies that in federated learning, input-conditional uncertainty and prediction-label loss serve as distinct detectors for different data corruption modes, such as image noise versus label flips. The study demonstrates that relying on a single signal is insufficient, as models often remain confident despite incorrect labels, making loss the superior indicator for label corruption while uncertainty better captures input noise. Consequently, robust quality assessment strategies must match the detection signal to the specific type of corruption present rather than applying a universal approach.
Different Corruptions, Different Signals: Uncertainty and Loss in Federated Data Quality
arXiv:2609.31454v1 Announce Type: new Abstract: Federated learning (FL) data corruption can affect either inputs or labels, but it remains unclear whether input-conditional uncertainty and prediction-label loss expose these corruption modes equally. This paper compares two corruption-detection signals in FL: input-conditional uncertainty and prediction-label loss. The uncertainty signal is characterised using a learned aleatoric variance estimate together with Monte Carlo (MC) dropout variance and entropy measures, while the loss is computed against the supplied label. We test these signals against additive image noise and persistent random label flips. On ResNet-20 with CIFAR-10 and SVHN under Dirichlet partitions with data that are not independent and identically distributed (non-IID), the two corruption types behave differently. For persistent random label flips, the within-client per-sample area under the receiver operating characteristic curve (AUC) is 0.85 on CIFAR-10 and 0.95 on SVHN for prediction-label loss, while every uncertainty estimator stays at chance (0.49--0.50). This pattern is consistent with the model remaining confident in the underlying image despite the supplied label being wrong. For image noise, expected-entropy uncertainty rises above chance (0.67 on CIFAR-10 and 0.66 on SVHN), while loss responds comparably (0.64 on both). Each signal is therefore the stronger detector for a different corruption: the prediction-label loss for persistent label flips, and expected-entropy uncertainty for image noise, with its advantage becoming apparent as federation-wide corruption prevalence increases. Robust FL data-quality assessment should match the signal to the corruption rather than rely on uncertainty alone across corruption types.
Abstract:Federated learning (FL) data corruption can affect either inputs or labels, but it remains unclear whether input-conditional uncertainty and prediction-label loss expose these corruption modes equally. This paper compares two corruption-detection signals in FL: input-conditional uncertainty and prediction-label loss. The uncertainty signal is characterised using a learned aleatoric variance estimate together with Monte Carlo (MC) dropout variance and entropy measures, while the loss is computed against the supplied label. We test these signals against additive image noise and persistent random label flips. On ResNet-20 with CIFAR-10 and SVHN under Dirichlet partitions with data that are not independent and identically distributed (non-IID), the two corruption types behave differently. For persistent random label flips, the within-client per-sample area under the receiver operating characteristic curve (AUC) is 0.85 on CIFAR-10 and 0.95 on SVHN for prediction-label loss, while every uncertainty estimator stays at chance (0.49--0.50). This pattern is consistent with the model remaining confident in the underlying image despite the supplied label being wrong. For image noise, expected-entropy uncertainty rises above chance (0.67 on CIFAR-10 and 0.66 on SVHN), while loss responds comparably (0.64 on both). Each signal is therefore the stronger detector for a different corruption: the prediction-label loss for persistent label flips, and expected-entropy uncertainty for image noise, with its advantage becoming apparent as federation-wide corruption prevalence increases. Robust FL data-quality assessment should match the signal to the corruption rather than rely on uncertainty alone across corruption types.
Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Computer Vision and Pattern Recognition (cs.CV)
arXiv:2609.31454 [cs.LG]
(or arXiv:2609.31454v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2609.31454 Focus to learn more arXiv-issued DOI via DataCite (pending registration)
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Full text under the publisher's open licence · 340 words
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