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This research introduces CanaryTrace, a novel defense mechanism that protects dataset ownership in Retrieval-Augmented Generation (RAG) systems by embedding watermarked synthetic canaries. The method enables the detection of unauthorized model usage through statistical analysis of LLM responses without altering the original data or degrading system performance. It addresses critical copyright and membership inference risks inherent in modern AI knowledge bases, offering a practical solution for securing IP within RAG architectures.
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Dataset Protection via Watermarked Canaries in Retrieval-Augmented LLMs

arXiv2 min read

arXiv:2502.10673v2 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) has become an effective method for enhancing large language models (LLMs) with up-to-date knowledge. However, it may pose a risk of copyright infringement, as IP datasets may be incorporated into the knowledge database by malicious Retrieval-Augmented LLMs (RA-LLMs) without authorization. To protect the rights of the dataset owner, an effective dataset membership inference algorithm for RA-LLMs is needed. In this work, we introduce a novel approach, \textit{CanaryTrace}, to safeguard the ownership of text datasets and effectively detect unauthorized use by RA-LLMs. Our approach preserves the original data completely unchanged while protecting it by inserting specifically designed canary documents into the IP dataset. These canary documents are created with synthetic content and embedded watermarks to ensure uniqueness, consistency, and statistical provability. During the detection process, unauthorized usage is identified by querying the canary documents and analyzing the responses of RA-LLMs for statistical evidence of the embedded watermark. Our experimental results demonstrate high query efficiency, detectability, and consistency, along with minimal perturbation to the original dataset, all without compromising the performance of the RAG system.

Abstract:Retrieval-Augmented Generation (RAG) has become an effective method for enhancing large language models (LLMs) with up-to-date knowledge. However, it may pose a risk of copyright infringement, as IP datasets may be incorporated into the knowledge database by malicious Retrieval-Augmented LLMs (RA-LLMs) without authorization. To protect the rights of the dataset owner, an effective dataset membership inference algorithm for RA-LLMs is needed. In this work, we introduce a novel approach, \textit{CanaryTrace}, to safeguard the ownership of text datasets and effectively detect unauthorized use by RA-LLMs. Our approach preserves the original data completely unchanged while protecting it by inserting specifically designed canary documents into the IP dataset. These canary documents are created with synthetic content and embedded watermarks to ensure uniqueness, consistency, and statistical provability. During the detection process, unauthorized usage is identified by querying the canary documents and analyzing the responses of RA-LLMs for statistical evidence of the embedded watermark. Our experimental results demonstrate high query efficiency, detectability, and consistency, along with minimal perturbation to the original dataset, all without compromising the performance of the RAG system.

Cryptography and Security (cs.CR); Computation and Language (cs.CL)

arXiv:2502.10673 [cs.CR]

(or arXiv:2502.10673v2 [cs.CR] for this version)

https://doi.org/10.48550/arXiv.2502.10673 Focus to learn more arXiv-issued DOI via DataCite

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Full text under the publisher's open licence · 273 words

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