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This research introduces a parameter-efficient method using Riemannian optimization to steer Large Language Model activations, aiming to improve control over refusal behaviors without relying on external auxiliary vectors. By leveraging Stiefel-constrained rotation steering, the study demonstrates superior intervention efficiency compared to existing techniques that depend on predefined refusal vectors. The work advances the geometric understanding of activation spaces, offering a more reliable framework for aligning model outputs at inference time.
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Controlling Refusal Behavior of LLMs via Stiefel-Constrained Rotation Steering

arXiv2 min read

arXiv:2608.30986v1 Announce Type: cross Abstract: Activation steering has emerged as a lightweight approach for controlling model refusal at inference time. A growing line of research explores trainable rotations of activations to develop geometrically principled intervention mechanisms. However, existing techniques rely on auxiliary constructs, such as refusal vectors, to define these rotations. In our work, we develop a self-contained methodology for learning parameter-efficient rotational transformations based on Riemannian optimization. We empirically validate the proposed scheme, demonstrating its superiority in intervention efficiency. An extensive ablation study highlights the importance of key design choices in our method. Our results identify the proposed rotation-based steering scheme as a promising direction for more reliable control over the behavior of LLMs.

Abstract:Activation steering has emerged as a lightweight approach for controlling model refusal at inference time. A growing line of research explores trainable rotations of activations to develop geometrically principled intervention mechanisms. However, existing techniques rely on auxiliary constructs, such as refusal vectors, to define these rotations. In our work, we develop a self-contained methodology for learning parameter-efficient rotational transformations based on Riemannian optimization. We empirically validate the proposed scheme, demonstrating its superiority in intervention efficiency. An extensive ablation study highlights the importance of key design choices in our method. Our results identify the proposed rotation-based steering scheme as a promising direction for more reliable control over the behavior of LLMs.

Machine Learning (cs.LG); Computation and Language (cs.CL)

arXiv:2608.30986 [cs.LG]

(or arXiv:2608.30986v1 [cs.LG] for this version)

https://doi.org/10.48550/arXiv.2608.30986 Focus to learn more arXiv-issued DOI via DataCite (pending registration)

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Full text under the publisher's open licence · 208 words

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